The upward shield method in horizontal tunnels has the advantages of small ground space occupation, low construction cost, and short construction period, which expresses substantial economic benefits. The special segments of horizontal shield tunnels corresponding to the upward shield method construction area have special design requirements, and different internal force calculations and analyses should be carried out. To determine the mechanical behavior of the special segment structure of horizontal shield tunnels during the construction of upward shield tunnels, the theoretical calculation formula of the internal force of the special segment structure is deduced based on the average uniform rigidity ring method. Moreover, the bending moment and axial force of special segments are numerically simulated and analyzed using Midas GTS NX software. Finally, the theoretical formula and finite element calculation results are compared and analyzed. The results show that the internal force values of the open segment ring and the adjacent segment ring of the special segment are quite different during upward shield tunnel construction. Furthermore, compared with the arch crown and arch bottom of the segment ring, the stress at the arch waist of the segment ring is the most unfavorable. The stress difference between the open segment ring and the adjacent segment ring may cause unbalanced deformation, leading to damage to the segment ring radial joint. In the design and construction, attention should be given to the shear strength of the segment ring radial joint and the bending stiffness of the ring joint at the arch waist.

The jacking force is one of the important parameters affecting the construction process in the vertical tunnelling method. To study the dynamic changing process of jacking force with the jacked distance and the influencing factors of the maximum jacking force, both the indoor model test and numerical simulation were conducted. In the model test, we investigated the influence of the height of the soil and water content. The results indicated that the higher the overburden height was, the greater the jacking force. Moreover, the water content enhanced the compressibility of the soil and had little effect on the maximum jacking force. Additionally, the coupled Eulerian–Lagrangian (CEL) approach was used to simulate the vertical jacking construction. In the numerical simulation, we investigated two construction factors (jacking speed and the standpipe outer diameter) and four soil parameters (cohesion, internal friction angle, elastic modulus, and Poisson’s ratio). Before that, the CEL simulation results were compared with test data to prove the rationality of the CEL approach, and the two were in good agreement. The results showed that among the six influence parameters, according to the influence degree on the maximum jacking force from large to low, the outer diameter of the standpipe, internal friction angle, cohesion, elastic modulus, jacking speed, and Poisson’s ratio were ranked. In addition, the jacking speed of numerical analysis was suggested to be 0.2 m/s. The research results in this paper can provide a reference for the construction of the vertical tunnelling method.

The development of underground space is fast because of the lack of space. To build shafts in underwater tunnels, the vertical tunneling method (VTM) was invented in 1974 in China, which can act as a freshwater intake or sewage outlet. During the operation of the VTM, the jacking force is one of the essential factors that draw attention. This paper conducts a numerical study of the jacking force and its influencing factors during the vertical tunneling process. First, based on the finite element software ABAQUS, a numerical model of the vertical tunneling process is established according to the VTM project in Beihai, China. Second, in accordance with the Latin hypercube sampling method and the multivariate significance analysis, the mechanical parameters are determined or back-analyzed. Then, the calculated jacking force of the numerical model is compared with the measured jacking force. It turns out that the changing trend of the jacking force in the numerical model and the measured jacking force is relatively consistent. Finally, the influencing factors of the jacking force, such as elastic modulus and the angle of internal friction, are analyzed based on the numerical model. The results show that the elastic modulus and the angle of internal friction of soil are the main influencing factors of the jacking force. The secondary factors are Poisson’s ratio, static earth pressure coefficient, unit weight, and cohesion.