Abstract:The soil freeze-thaw controls the hydrological and carbon cycling and thus affects water and energy exchanges at land surface. This article reported a newly developed algorithm for distinguishing the freeze/thaw status of surface soil. The algorithm was based on information from Advanced Microwave Scanning Radiometer Enhanced (AMSR-E) which records brightness temperature (Tb) in the afternoon and after midnight. The criteria and discriminant functions were obtained from both radiometer observations and model simulations. First of all, the microwave radiation from freeze-thaw soil was examined by carrying out experimental measurements at 18Ð7 and 36Ð5 GHz using a Truck-mounted Multi-frequency Microwave Radiometer (TMMR) in the Heihe River of China. The experimental results showed that the soil moisture is a key component that differentiates the microwave radiation behaviours during the freeze-thaw process, and the differences in soil temperature and emissivity between frozen and thawed soils were found to be the most important criteria. Secondly, a combined model was developed to consider the impacts of complex ground surface conditions on the discrimination. The model simulations quite followed the trend of in situ observations with an overall relation coefficient (R) of approximately 0Ð88. Finally, the ratio of Tb18Ð7H (horizontally polarized Tb at 18Ð7 GHz) to Tb36Ð5V was considered primarily as the quasi-emissivity, which is more reasonable and explicit in measuring the microwave radiation changes in soil freezing and thawing than the spectral gradient. By combining Tb36Ð5V to indicate the soil temperature variety, a Fisher linear discrimination analysis was used to establish the discriminant functions. After being corrected by TMMR measurements, the new discriminant algorithm had an overall accuracy of 86% when validated by 4-cm soil temperature. The multi-year discriminant results also provided a good agreement with the classification map of frozen ground in China.

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Time series of soil moisture (SM) data in the Qinghai–Tibet plateau (QTP) covering a period longer than one decade are important for understanding the dynamics of land surface–atmosphere feedbacks in the global climate system. However, most existing SM products have a relatively short time series or show low performance over the challenging terrain of the QTP. In order to improve the spaceborne monitoring in this area, this study presents a random forest (RF) method to rebuild a high-accuracy SM product over the QTP from 19 June 2002 to 31 March 2015 by adopting the advanced microwave scanning radiometer for earth observing system (AMSR-E), and the advanced microwave scanning radiometer 2 (AMSR2), and tracking brightness temperatures with latitude and longitude using the International Geosphere–Biospheres Programme (IGBP) classification data, the digital elevation model (DEM) and the day of the year (DOY) as spatial predictors. Brightness temperature products (from frequencies 10.7 GHz, 18.7 GHz and 36.5 GHz) of AMSR2 were used to train the random forest model on two years of Soil Moisture Active Passive (SMAP) SM data. The simulated SM values were compared with third year SMAP data and in situ stations. The results show that the RF model has high reliability as compared to SMAP, with a high correlation (R = 0.95) and low values of root mean square error (RMSE = 0.03 m3/m3) and mean absolute percent error (MAPE = 19%). Moreover, the random forest soil moisture (RFSM) results agree well with the data from five in situ networks, with mean values of R = 0.75, RMSE = 0.06 m3/m3, and bias = −0.03 m3/m3 over the whole year and R = 0.70, RMSE = 0.07 m3/m3, and bias = −0.05 m3/m3 during the unfrozen seasons. In order to test its performance throughout the whole region of QTP, the three-cornered hat (TCH) method based on removing common signals from observations and then calculating the uncertainties is applied. The results indicate that RFSM has the smallest relative error in 56% of the region, and it performs best relative to the Japan Aerospace Exploration Agency (JAXA), Global Land Data Assimilation System (GLDAS), and European Space Agency’s Climate Change Initiative (ESA CCI) project. The spatial distribution shows that RFSM has a similar spatial trend as GLDAS and ESA CCI, but RFSM exhibits a more distinct spatial distribution and responds to precipitation more effectively than GLDAS and ESA CCI. Moreover, a trend analysis shows that the temporal variation of RFSM agrees well with precipitation and LST (land surface temperature), with a dry trend in most regions of QTP and a wet trend in few north, southeast and southwest regions of QTP. In conclusion, a spatiotemporally continuous SM product with a high accuracy over the QTP was obtained.

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