Wave-dispersion screws have been used industrially in many types of extrusion processes, injection molding, and blow molding. These high-performance screws are constructed by replacing the metering section of a conventional screw with a melt-conveying zone consisting of two or more parallel flow channels that oscillate periodically in-depth over multiple cycles. With the barrier flight between the screw channels being selectively undercut, the molten resin is strategically forced to flow across the secondary flight, assuring repeated cross-channel mixing of the polymer melt. Despite the industrial relevance, very few scientific studies have investigated the flow in wave-dispersion sections in detail. As a result, current screw designs are often based on traditional trial-and-error procedures rather than on the principles of extrusion theory. This study, which was split into two parts, was carried out to systematically address this issue. The research reported here (Part A) was designed to reduce the complexity of the problem, exclusively analyzing the pressure-induced flows of polymer melts in wave sections. Ignoring the influence of the screw rotation on the conveying characteristics of the wave section, the results could be clearly assigned to the governing type of flow mechanism, thereby providing a better understanding of the underlying physics. Experimental studies were performed on a novel extrusion die equipped with a dual wave-channel system with alternating channel depth profiles. A seminumerical modeling approach based on network theory is proposed that locally describes the downchannel and cross-channel flows along the wave channels and accurately predicts the pressure distributions in the flow domain. The solutions of our seminumerical approach were, moreover, compared to the results of three-dimensional non-Newtonian CFD simulations. The results of this study will be extended to real screw designs in Part B, which will include the influence of the screw rotation in the flow analysis.

Many theoretical analyses of extrusion ignore the effect of the flight clearance when predicting the pumping capability of a screw. This might be reasonable for conventional extruder screws with “normal” clearances but leads to errors when more advanced screw designs are considered. We present new leakage-flow models that allow the effect of the flight clearance to be included in the analysis of melt-conveying zones. Rather than directly correcting the drag and pressure flows, we derived regression models to predict locally the shear-thinning flow through the flight clearance. Using a hybrid modeling approach that includes analytical, numerical, and data-based modeling techniques enabled us to construct fast and accurate regressions for calculating flow rate and dissipation rate in the leakage gap. Using the novel regression models in combination with network theory, the new approximations consider the effect of the flight clearance in the predictions of pumping capability, power consumption and temperature development without modifying the equations for the down-channel flow. Unlike other approaches, our method is not limited to any specific screw designs or processing conditions.

Due to progress in the development of screw designs over recent decades, numerous high-performance screws have become commercially available in single-screw extrusion. While some of these advanced designs have been studied intensively, others have received comparatively less attention. We developed and validated a semi-numerical network-theory-based modeling approach to predicting flows of shear-thinning polymer melts in wave-dispersion screws. In the first part (Part A), we systematically reduced the complexity of the flow analysis by omitting the influence of the screw rotation on the conveying behavior of the wave zone. In this part (Part B), we extended the original theory by considering the drag flow imposed by the screw. Two- and three-dimensional melt-conveying models were combined to predict locally the conveying characteristics of the wave channels in a discretized flow network. Extensive experiments were performed on a laboratory single-screw extruder, using various barrel designs and wave-dispersion screws. The predictions of our semi-numerical modeling approach for the axial pressure profile along the wave-dispersion zone accurately reproduce the experimental data. Removing the need for time-consuming numerical simulations, this modeling approach enables fast analyses of the conveying behavior of wave-dispersion zones, thereby offering a useful tool for design and optimization studies and process troubleshooting.

The progressive development of new screw concepts in single screw extrusion also makes it necessary to develop new models for the correct process description. When looking at wave-dispersion screws, the disperse melting behavior should be mentioned in particular, which has so far been less researched and modeled than the conventional melting behavior, as it occurs in standard screws. Therefore, an analytical model is presented in this paper, which considers the disperse melting under consideration of the melt and solid temperature. The basic assumption is Fourier heat conduction from the melt surrounding the particles into the particles. Furthermore, the melt temperature development by dissipation and the cooling effects were modeled analytically. Additionally, the solid bed temperature was modeled by a 2D-FDM method. By dividing the screw into several calculation sections with constant boundary conditions, it was subsequently possible to calculate the melting process over the screw length. The model developed shows comprehensible results in verification and successfully reproduces the solids content over the screw length with a mean deviation of absolute 11% in validation tests using cooling/pulling-out experiments.