The importance of ‘configural’ processing for face recognition is now well established, but it remains unclear precisely what it entails. Through four experiments we attempted to clarify the nature of configural processing by investigating the effects of various affine transformations on the recognition of familiar faces. Experiment 1 showed that recognition was markedly impaired by inversion of faces, somewhat impaired by shearing or horizontally stretching them, but unaffected by vertical stretching of faces to twice their normal height. In experiment 2 we investigated vertical and horizontal stretching in more detail, and found no effects of either transformation. Two further experiments were performed to determine whether participants were recognising stretched faces by using configural information. Experiment 3 showed that nonglobal vertical stretching of faces (stretching either the top or the bottom half while leaving the remainder undistorted) impaired recognition, implying that configural information from the stretched part of the face was influencing the process of recognition — ie that configural processing involves global facial properties. In experiment 4 we examined the effects of Gaussian blurring on recognition of undistorted and vertically stretched faces. Faces remained recognisable even when they were both stretched and blurred, implying that participants were basing their judgments on configural information from these stimuli, rather than resorting to some strategy based on local featural details. The tolerance of spatial distortions in human face recognition suggests that the configural information used as a basis for face recognition is unlikely to involve information about the absolute position of facial features relative to each other, at least not in any simple way
Abstract. Factors affecting the accuracy with which adults could assess the age of unfamiliar male faces aged between 5 and 70 years were examined. In the first experiment twenty-five 'young' adult subjects, aged 16-25, and twenty-five 'old' adults, aged 51-60, were used. Each subject saw five versions of three different faces: these consisted of an original version of each face and four manipulated versions of it. The manipulations consisted of mirror reversal, pseudo-cardioidal strain, thresholding, and elimination of all but the internal features of the face. The second experiment was similar except that a between-subjects design was used: each subject saw three faces for each age category of target face, but was exposed to only a single type of manipulation (plus a set of 'original' faces which were identical for all groups, so that the comparability of the different groups in age estimation could be checked).Results from both experiments were similar. Age estimates for unmanipulated 'original' faces were highly accurate, although subjects were most accurate with target faces that were within their own age range. Results for the manipulated faces implied that the importance of cardioidal strain as a necessary and sufficient cue to age may have been overestimated in previous reports: subjects' age estimates were accurate when cardioidal strain was absent from the stimulus, and poor when cardioidal strain was the only cue available.
Inversion and photographic negation both impair face recognition. Inversion seems to disrupt processing of the spatial relationship between facial features (‘relational’ processing) which normally occurs with upright faces and which facilitates their recognition. It remains unclear why negation affects recognition. To find out if negation impairs relational processing, we investigated whether negative faces are subject to the ‘chimeric-face effect’. Recognition of the top half of a composite face (constructed from top and bottom halves of different faces) is difficult when the face is upright, but not when it is inverted. To perform this task successfully, the bottom half of the face has to be disregarded, but the relational processing which normally occurs with upright faces makes this difficult. Inversion reduces relational processing and thus facilitates performance on this particular task. In our experiments, subjects saw pairs of chimeric faces and had to decide whether or not the top halves were identical. On half the trials the two chimeras had identical tops; on the remaining trials the top halves were different. (The bottom halves were always different.) All permutations of orientation (upright or inverted) and luminance (normal or negative) were used. In experiment 1, each pair of ‘identical’ top halves were the same in all respects. Experiment 2 used differently oriented views of the same person, to preclude matches being based on incidental features of the images rather than the faces displayed within them. In both experiments, similar chimeric-face effects were obtained with both positive and negative faces, implying that negative faces evoke some form of relational processing. It is argued that there may be more than one kind of relational processing involved in face recognition: the ‘chimeric-face effect’ may reflect an initial ‘holistic’ processing which binds facial features into a ‘Gestalt’, rather than being a demonstration of the configurational processing involved in individual recognition.
Two experiments investigated the importance of spatial and surface cues in the age-processing of unfamiliar faces aged between one and 80 years. Three manipulations known to affect face recognition were used, individually and in various combinations: inversion, negation, and blurring. Faces were presented either in whole or in part. Age-estimation performance was largely unaffected by most of these manipulations; age-processing appears to be a highly robust process, due to the numerous cues available. Experiment 1 showed that, in contrast to face recognition, age-perception appears to be substantially unimpaired by inversion or negation. Experiment 2 suggests that age-estimate s can be made on the basis of either surface information (the 2D disposition of the internal facial features, together with texture information) or shape information (head-shape plus feature configuration, as long as shape-from-shading information is present).
The influence of the internal features (eyes, nose, and mouth) in the age processing of unfamiliar faces was examined. Younger and older versions of the faces of six individuals (covering three different age ranges, from infancy to maturity) were used as donor stimuli. For each individual in turn, the effects on age estimates of placing older features in the younger face version (or vice versa) were investigated. Age estimates were heavily influenced by the age of the internal facial features. Experiment 2 replicated these effects with a larger number of faces within a narrower age range (after growth is complete and before major skin changes have occurred). Taken together, these two experiments show that the internal facial features may be influential in conveying age information to the perceiver. However, the mechanisms by which features exert their influence remain difficult to determine: although age estimates might be based on local information from the features themselves, an alternative possibility is that featural changes indirectly influence age estimates by altering the global three-dimensional shape of the head.
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