It has been proposed that the Si(557)-Au surface exhibits spin-charge separation in a one-dimensional electron liquid. Two narrowly spaced bands are found which exhibit a well-defined splitting at the Fermi level. That is incompatible with the assignment to a spinon-holon pair in a Luttinger liquid. Instead, we propose that the two bands are associated with two nearly degenerate atomic chains, or a chain of step atoms with two broken bonds. Such an assignment explains why the surface is metallic despite an even number of electrons per unit cell.
Unusual electronic states are found for gold-induced chain and ladder structures on vicinal Si͑111͒ surfaces, such as Si(111)5ϫ2-Au and Si͑557͒-Au. As two-dimensional reference the Si(111)ͱ3ϫͱ3-Au surface is investigated. The highly stepped Si͑557͒-Au surface is metallic, despite an even electron count. That is explained by two half-filled, nearly degenerate bands. On the Si(111)5ϫ2-Au surface we find a band that changes continuously from one dimensional at its maximum to two dimensional at its minimum. It exhibits a pseudogap within 0.3 eV of the Fermi level E F , where the spectral weight is strongly reduced. Si(111)ͱ3 ϫͱ3-Au exhibits an electron pocket at ⌫ that changes its filling continuously with increasing Au coverage.
A strong, gold-induced surface state is found on single-domain Si(111)-(5x2)-Au at low temperatures. Its band dispersion is one dimensional near the Fermi level E(F) and gradually becomes two dimensional towards the bottom of the band, thus providing a model for a continuous transition in dimensionality. A Peierls-like gap is observed in the one-dimensional portion of the band near E(F).
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