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Study Design. Retrospective study. Objective. To analyze proximal junctional kyphosis (PJK) occurrence and surgical outcomes according to degree of lumbar lordosis (LL) correction relative to pelvic incidence (PI). In addition, risk factors of PJK including LL and sagittal vertical axis (SVA) correction were investigated. Summary of Background Data. PJK is a common complication after adult spinal deformity surgery, and many factors are known to be associated with PJK. However, the effect of degree of LL correction on PJK occurrence is not fully understood. Methods. Eighty-three degenerative sagittal imbalance patients treated with deformity correction and long instrumented fusion to the sacrum with a minimum follow-up of 2 years were studied. Patients were divided into three groups according to their postoperative LL angle relative to PI using the SRS-Schwab classification: Group A (undercorrection, PI-LL> 10°), Group B (ideal correction, −10°<PI-LL≤10°), and Group C (overcorrection, PI-LL≤−10°). Prevalence, classification, and period of PJK occurrence were compared, and radiographic and clinical outcomes were analyzed. In addition, risk factors for PJK were evaluated. Results. Overall PJK prevalence was 36.1% (30/83), and ratio of optimal SVA at postoperative and last follow-up were significantly higher in Group C (P < 0.001, P < 0.001). Nevertheless, there was no significant difference in PJK prevalence among three groups (40% vs. 37.5% vs. 34.1%; P = 0.907). Group C had better clinical outcomes (last follow-up ODI, VAS of LBP) than Group A (10.0 vs. 18.4; P < 0.001 and 1.5 vs. 4.0; P < 0.001). The increases in LL or SVA correction degree were not associated with PJK occurrence (P = 0.304, P = 0.201). Conclusion. Overcorrection showed good surgical outcomes without increasing PJK prevalence. Degrees of LL and SVA correction do not act as risk factors for PJK. Therefore, in adult spinal deformity patients, LL correction greater than PI may be a good choice that can result in better clinical outcomes without increasing risk of PJK. Level of Evidence: 4

OBJECTIVEThe incidence of proximal junctional kyphosis (PJK) after long-segment fixation in patients with adult spinal deformity (ASD) has been reported to range from 17% to 61.7%. Recent studies have reported using “hybrid” techniques in which semirigid fixation is introduced between the fused and flexible segments at the proximal level to allow a more gradual transition. The authors used these hybrid techniques in a clinical setting and analyzed PJK to evaluate the usefulness of the flexible rod (FR) technique.METHODSThe authors retrospectively selected 77 patients with lumbar degenerative kyphosis (LDK) who underwent sagittal correction and long-segment fixation and had follow-up for > 1 year. An FR was used in 30 of the 77 patients. PJK development and spinal sagittal changes were analyzed in the FR and non-FR groups, and the predictive factors of PJK between a PJK group and a non-PJK group were compared.RESULTSThe patient population comprised 77 patients (75 females and 2 males) with a mean (± SD) follow-up of 32.0 ± 12.7 months (36.7 ± 9.8 months in the non-FR group and 16.8 ± 4.7 months in the FR group) and mean (± SD) age of 71.7 ± 5.1 years. Sagittal balance was well maintained at final follow-up (10.5 and 1.5 mm) in the non-FR and FR groups, respectively. Thoracic kyphosis (TK) and lumbar lordosis (LL) were improved in both groups, without significant differences between the two (p > 0.05). PJK occurred in 28 cases (36.4%) in total, 3 (10%) in the FR and 25 (53.2%) in the non-FR group (p < 0.001). Postoperatively, PJK was observed at an average of 8.9 months in the non-FR group and 1 month in the FR group. No significant differences in the incidence of PJK regarding patient factors or radiological parameters were found between the PJK group and non-PJK group (p > 0.05). However, FR (vs non-FR) and interbody fusion except L5–S1 using oblique lumbar interbody fusion (vs non–oblique lumbar interbody fusion), demonstrated a significantly lower PJK prevalence (p < 0.001 and p = 0.044) among the surgical factors.CONCLUSIONSPJK was reduced after surgical treatment with the FR in the patients with LDK. Solid long-segment fixation and the use of the FR may become another surgical option for spine surgeons who plan and make decisions regarding spine reconstruction surgery for patients with ASD.

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