Hydrogenation reactions
can be used to store energy in chemical
bonds, and if these reactions are reversible, that energy can be released
on demand. Some of the most effective transition metal catalysts for
CO2 hydrogenation have featured pyridin-2-ol-based ligands
(e.g., 6,6′-dihydroxybipyridine (6,6′-dhbp)) for both
their proton-responsive features and for metal–ligand bifunctional
catalysis. We aimed to compare bidentate pyridin-2-ol based ligands
with a new scaffold featuring an N-heterocyclic carbene
(NHC) bound to pyridin-2-ol. Toward this aim, we have synthesized
a series of [Cp*Ir(NHC-pyOR)Cl]OTf complexes where R = tBu (1), H (2),
or Me (3). For comparison, we tested analogous bipy-derived
iridium complexes as catalysts, specifically [Cp*Ir(6,6′-dxbp)Cl]OTf,
where x = hydroxy (4Ir) or methoxy
(5Ir); 4Ir was reported previously, but 5Ir is new. The analogous ruthenium complexes were also
tested using [(η6-cymene)Ru(6,6′-dxbp)Cl]OTf,
where x = hydroxy (4Ru) or methoxy
(5Ru); 4Ru and 5Ru were
both reported previously. All new complexes were fully characterized
by spectroscopic and analytical methods and by single-crystal X-ray
diffraction for 1, 2, 3, 5Ir, and for two [Ag(NHC-pyOR)2]OTf complexes 6 (R = tBu) and 7 (R = Me). The aqueous catalytic studies
of both CO2 hydrogenation and formic acid dehydrogenation
were performed with catalysts 1–5. In general, NHC-pyOR complexes 1–3 were modest precatalysts for both reactions. NHC complexes 1–3 all underwent transformations under
basic CO2 hydrogenation conditions, and for 3, we trapped a product of its transformation, 3SP, which we characterized crystallographically.
For CO2 hydrogenation with base and dxbp-based catalysts,
we observed that x = hydroxy (4Ir) is 5–8 times more active than x = methoxy (5Ir). Notably, ruthenium complex 4Ru showed 95% of the activity of 4Ir. For formic acid dehydrogenation, the
trends were quite different with catalytic activity showing 4Ir ≫ 4Ru and 4Ir ≈ 5Ir. Secondary coordination sphere
effects are important under basic hydrogenation conditions where the
OH groups of 6,6′-dhbp are deprotonated and alkali metals can
bind and help to activate CO2. Computational DFT studies
have confirmed these trends and have been used to study the mechanisms
of both CO2 hydrogenation and formic acid dehydrogenation.