Abstract-Different aspects of probabilistic shaping for a multi-span optical communication system are studied. First, a numerical analysis of the additive white Gaussian noise (AWGN) channel investigates the effect of using a small number of input probability mass functions (PMFs) for a range of signalto-noise ratios (SNRs), instead of optimizing the constellation shaping for each SNR. It is shown that if a small penalty of at most 0.1 dB SNR to the full shaping gain is acceptable, just two shaped PMFs are required per quadrature amplitude modulation (QAM) over a large SNR range. For a multi-span wavelength division multiplexing (WDM) optical fiber system with 64QAM input, it is shown that just one PMF is required to achieve large gains over uniform input for distances from 1,400 km to 3,000 km. Using recently developed theoretical models that extend the Gaussian noise (GN) model and fullfield split-step simulations, we illustrate the ramifications of probabilistic shaping on the effective SNR after fiber propagation. Our results show that, for a fixed average optical launch power, a shaping gain is obtained for the noise contributions from fiber amplifiers and modulation-independent nonlinear interference (NLI), whereas shaping simultaneously causes a penalty as it leads to an increased NLI. However, this nonlinear shaping loss is found to have a relatively minor impact, and optimizing the shaped PMF with a modulation-dependent GN model confirms that the PMF found for AWGN is also a good choice for a multispan fiber system.

Distribution matching is a fixed-length invertible mapping from a uniformly distributed bit sequence to shaped amplitudes and plays an important role in the probabilistic amplitude shaping framework. With conventional constantcomposition distribution matching (CCDM), all output sequences have identical composition. In this paper, we propose multisetpartition distribution matching (MPDM) where the composition is constant over all output sequences. When considering the desired distribution as a multiset, MPDM corresponds to partitioning this multiset into equal-size subsets. We show that MPDM allows to address more output sequences and thus has lower rate loss than CCDM in all nontrivial cases. By imposing some constraints on the partitioning, a constructive MPDM algorithm is proposed which comprises two parts. A variable-length prefix of the binary data word determines the composition to be used, and the remainder of the input word is mapped with a conventional CCDM algorithm, such as arithmetic coding, according to the chosen composition. Simulations of 64-ary quadrature amplitude modulation over the additive white Gaussian noise channel demonstrate that the block-length saving of MPDM over CCDM for a fixed gap to capacity is approximately a factor of 2.5 to 5 at medium to high signal-to-noise ratios (SNRs).

In this paper, achievable information rates (AIR) for fiber optical communications are discussed. It is shown that AIRs such as the mutual information and generalized mutual information are good design metrics for coded optical systems. The theoretical predictions of AIRs are compared to the performance of modern codes including low-parity density check (LDPC) and polar codes. Two different computation methods for these AIRs are also discussed: Monte-Carlo integration and Gauss-Hermite quadrature. Closed-form ready-to-use approximations for such computations are provided for arbitrary constellations and the multidimensional AWGN channel. The computation of AIRs in optical experiments and simulations is also discussed.

The rate flexibility and probabilistic shaping gain of 4-dimensional signaling is experimentally tested for short-reach, unrepeated transmission. A rate granularity of 0.5 bits/QAM symbol is achieved with a distribution matcher based on a simple look-up table.

We experimentally investigate mutual information and generalized mutual information for coherent optical transmission systems. The impact of the assumed channel distribution on the achievable rate is investigated for distributions in up to four dimensions. Single channel and wavelength division multiplexing (WDM) transmission over transmission links with and without inline dispersion compensation are studied. We show that for conventional WDM systems without inline dispersion compensation, a circularly symmetric complex Gaussian distribution is a good approximation of the channel. For other channels, such as with inline dispersion compensation, this is no longer true and gains in the achievable information rate are obtained by considering more sophisticated four-dimensional (4D) distributions. We also show that for nonlinear channels, gains in the achievable information rate can also be achieved by estimating the mean values of the received constellation in four dimensions. The highest gain for such channels is seen for a 4D correlated Gaussian distribution.