The
biological application of ruthenium anticancer prodrugs for
photodynamic therapy (PDT) and photoactivated chemotherapy (PACT)
is restricted by the need to use poorly penetrating high-energy photons
for their activation, i.e., typically blue or green light. Upconverting
nanoparticles (UCNPs), which produce high-energy light under near-infrared
(NIR) excitation, may solve this issue, provided that the coupling
between the UCNP surface and the Ru prodrug is optimized to produce
stable nanoconjugates with efficient energy transfer from the UCNP
to the ruthenium complex. Herein, we report on the synthesis and photochemistry
of the two structurally related ruthenium(II) polypyridyl complexes
[Ru(bpy)2(5)](PF6)2 ([1](PF6)2) and [Ru(bpy)2(6)](PF6)2 ([2](PF6)2), where bpy = 2,2-bipyridine, 5 is 5,6-bis(dodecyloxy)-2,9-dimethyl-1,10-phenanthroline,
and 6 is 5,6-bis(dodecyloxy)-1,10-phenanthroline. [1](PF6)2 is photolabile as a result
of the steric strain induced by ligand 5, but the irradiation
of [1](PF6)2 in solution leads
to the nonselective and slow photosubstitution of one of its three
ligands, making it a poor PACT compound. On the other hand, [2](PF6)2 is an efficient and photostable
PDT photosensitizer. The water-dispersible, negatively charged nanoconjugate
UCNP@lipid/[2] was prepared by the encapsulation of 44
nm diameter NaYF4:Yb3+,Tm3+ UCNPs
in a mixture of 1,2-dioleoyl-sn-glycero-3-phosphate
and 1,2-dioleoyl-sn-glycero-3-phosphocholine phospholipids,
cholesterol, and the amphiphilic complex [2](PF6)2. A nonradiative energy transfer efficiency of 12% between
the Tm3+ ions in the UCNP and the Ru2+ acceptor
[2]2+ was found using time-resolved emission
spectroscopy. Under irradiation with NIR light (969 nm), UCNP@lipid/[2] was found to produce reactive oxygen species (ROS), as
judged by the oxidation of the nonspecific ROS probe 2′,7′-dichlorodihydrofluorescein
(DCFH2–). Determination of the type of ROS produced
was precluded by the negative surface charge of the nanoconjugate,
which resulted in the electrostatic repulsion of the more specific
but also negatively charged 1O2 probe tetrasodium
9,10-anthracenediyl-bis(methylene)dimalonate (Na4(ADMBMA)).