High κ gate dielectrics of HfO2 and Al2O3 were deposited on molecular beam epitaxy-grown In0.2Ga0.8As pristine surface using in-situ atomic-layer-deposition (ALD) without any surface treatment or passivation layer. The ALD-HfO2/p-In0.2Ga0.8As interface showed notable reduction in the interfacial density of states (Dit), deduced from quasi-static capacitance-voltage and conductance-voltage (G-V) at room temperature and 100 °C. More significantly, the midgap peak commonly observed in the Dit(E) of ALD-oxides/In0.2Ga0.8As is now greatly diminished. The midgap Dit value decreases from ≥15 × 1012 eV−1 cm−2 for ALD-Al2O3 to ∼2–4 × 1012 eV−1 cm−2 for ALD-HfO2. Further, thermal stability at 850 °C was achieved in the HfO2/In0.2Ga0.8As, whereas C-V characteristics of Al2O3/p-In0.2Ga0.8As degraded after the high temperature annealing. From in-situ x-ray photoelectron spectra, the AsOx, which is not the oxidized state from the native oxide, but is an induced state from adsorption of trimethylaluminum and H2O, was found at the ALD-Al2O3/In0.2Ga0.8As interface, while that was not detected at the ALD-HfO2/In0.2Ga0.8As interface.

A microscopic view of in situ atomic layer deposition Al2O3 on clean n-GaAs (001)-4 × 6 surfaces probed by high-resolution synchrotron radiation photoemission is presented. The precursors of trimethylaluminum (TMA) and water partially and selectively bond with the surface atoms without disturbing the atoms in the subsurface layer. The first-cycle TMA acts differently on the surface As atoms; namely, TMA is dissociative on As in the As-Ga dimer but is physisorbed on As that is 3-fold Ga coordinated. Water drastically alters the TMA-covered surface to etch off the dissociated TMA with As, giving Ga–O bonding for the later deposition of Al2O3 and at the same time to transform the configuration of the physisorbed TMA to bond strongly with As. Approximately six cycles of purges (TMA + water) are required before the interaction at the interface is complete. In comparison, the e-beam deposition of Al2O3 on GaAs greatly disturbs the III-V surface so that a high As 4+ charge state appears and the surface Ga atoms become clustered.