Metal complexes bearing N-heterocyclic carbene (NHC) ligands are typically considered the system of choice for homogeneous catalysis with well-defined molecular active species due to their stable metal−ligand framework. A detailed study involving 19 different Pd-NHC complexes with imidazolium, benzimidazolium, and triazolium ligands has been carried out in the present work and revealed a new mode of operation of metal-NHC systems. The catalytic activity of the studied Pd-NHC systems is predominantly determined by the cleavage of the metal−NHC bond, while the catalyst performance is strongly affected by the stabilization of in situ formed metal clusters. In the present study, the formation of Pd nanoparticles was observed from a broad range of metal complexes with NHC ligands under standard Mizoroki−Heck reaction conditions. A mechanistic analysis revealed two different pathways to connect Pd-NHC complexes to "cocktail"-type catalysis: (i) reductive elimination from a Pd(II) intermediate and the release of NHC-containing byproducts and (ii) dissociation of NHC ligands from Pd intermediates. Metal-NHC systems are ubiquitously applied in modern organic synthesis and catalysis, while the new mode of operation revealed in the present study guides catalyst design and opens a variety of novel opportunities. As shown by experimental studies and theoretical calculations, metal clusters and nanoparticles can be readily formed from M-NHC complexes after formation of new M−C or M−H bonds followed by C− NHC or H−NHC coupling. Thus, a combination of a classical molecular mode of operation and a novel cocktail-type mode of operation, described in the present study, may be anticipated as an intrinsic feature of M-NHC catalytic systems.
Key similarities and differences of Pd and Ni in catalytic systems are discussed. Overall, Ni and Pd catalyze a vast number of similar C−C and C−heteroatom bond-forming reactions. However, the smaller atomic radius and lower electronegativity of Ni, as well as the more negative redox potentials of low-valent Ni species, often provide higher reactivity of Ni systems in oxidative addition or insertion reactions and higher persistence of alkyl-Ni intermediates against β-hydrogen elimination, thus enabling activation of more reluctant electrophiles, including alkyl electrophiles. Another key point relates to the higher stability of the open-shell electronic configurations of Ni(I) and Ni(III) compared with Pd(I) and Pd(III). Nickel systems very often involve a number of interconvertible Ni (n+) active species of variable oxidation states (Ni(0), Ni(I), Ni(II), and Ni(III)). In contrast, catalytic reactions involving Pd(I) or Pd(III) active species are still relatively less developed and may require facilitation by special ligands or merging with photo-or electrocatalysis. However, the relatively high redox potentials of Pd (n+) species ensure their facile reduction to Pd (0) species under the assistance of numerous reagents or solvents, providing relatively high concentrations of molecular Pd 1 (0) complexes that can reversibly aggregate into active Pd n clusters and nanoparticles to form a cocktail of interconvertible Pd n (0) active species of various nuclearities (i.e., various values of "n"). Nickel systems involving Ni(0) complexes often require special strong reductants; they are more sensitive to deactivation by air and other oxidizers and, as consequence, often operate at higher catalyst loadings than palladium systems in the same reactions. The ease of activation and relatively high stability of low-valent active Pd species provide high robustness and versatility for palladium catalysis, whereas a variety of Ni oxidation states enables more diverse and uncommon reactivity, albeit requiring higher efforts in the activation and stabilization of nickel catalytic systems. As a point for discussion, we may note that Pd catalytic systems may easily form a "cocktail of particles" of different nuclearities but similar oxidation states (Pd 1 , Pd n , Pd NPs), whereas nickel may behave as a "cocktail of species" in different oxidation states but is less variable in stable nuclearities. Undoubtedly, there is stronger demand than ever not only to develop improved efficient catalysts but also to understand the mechanisms of Pd and Ni catalytic systems.
Main types of the M–NHC bond transformations and their impact on activity and stability of M/NHC catalytic systems are considered.
Usual oxygen bases decompose M/NHC complexes to give “NHC-free” metal species and azolones.
The mercury test is a rapid and widely used method for distinguishing truly homogeneous molecular catalysis from nanoparticle metal catalysis. In the current work, using various M 0 and M II complexes of palladium and platinum that are often used in homogeneous catalysis as examples, we demonstrated that the mercury test is generally inadequate as a method for distinguishing between homogeneous and cluster/nanoparticle catalysis mechanisms for the following reasons: (i) the general and facile reactivity of both molecular M 0 and M II complexes toward metallic mercury and (ii) the very high and often unpredictable dependence of the test results on the operational conditions and the inability to develop universal quantitatively defined operational parameters. Two main types or mercury-induced transformations, the cleavage of M 0 complexes and the oxidative−reductive transmetalation of M II complexes, including a reaction of highly popular M II /NHC complexes, were elucidated using NMR, ESI-MS, and EDXRF techniques. A mechanistic picture of the reactions involving metal complexes was revealed with mercury, and representative metal species were isolated and characterized. Even in an attempt to not overstate the results, one must note that the use of the mercury tests often leads to inaccurate conclusions and complicates the mechanistic studies of these catalytic systems. As a general concept, distinguishing reaction mechanisms (homogeneous vs cluster/nanoparticle) by using catalyst poisoning requires careful rethinking in the case of dynamic catalytic systems.
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