The 5-endo-trig cyclization reactions of a'-hydroxy a,P-unsaturated carbonyl compounds to form the 3-furanone ring system has been investigated by means of MNDO calculations. In acid medium, the activation energy for ring formation is reduced by protonation of the carbonyl oxygen and by electron-releasing P-substituents, both of which facilitate torsion about the a,P-CC bond. Rotation about the a,P-CC bond is essentially complete when the transition structure is achieved. In reverse ring opening, heterolytic rupture of the C-0 bond is aided by prior enolization since induced polarization of the en01 7~ system acts to stabilize the developing cationic centre at the P-carbon. In basic medium, ring closure is hindered by the combined effects of the intrinsic barrier to cyclization and solvation of the intermediate alkoxide. Ring opening in basic medium is prevented by prohibitively high intrinsic barriers except when a strongly electron-releasing group such as p-0(-)-phenyl is at the P-carbon. GRAHAM W. L. ELLIS, DONALD F. TAVARES et ARVI RAUK. Can. J. Chem. 63, 3510 (1985). Faisant appel ti des calculs MNDO, on a CtudiC les reactions de cyclisation du type endo-5 trig des composts carboxyles a$-insaturCs, portant un groupement d'hydroxy en position a ' , qui conduisent au systkme cyclique de la furanone-3. En milieu acide, la protonation de l'oxygbne du carboxyle ainsi que la presence de substituants Clectrodonneurs en position P, qui toutes deux facilitent la rotation autour de la liaison carbone-carbone, rCduisent I'Cnergie d'activation de la rkaction. La rotation autour de la liaison carbone-carbone en a , P est totale au moment de la transition de structure. Contrairement ii l'ouverture de cycle, I'Cnolisation prkalable facilite la scission hCtCrolytique de la liaison C-0 puisque la polarisation induite des systbmes Cnoliques 7~ agit de f a~o n a stabiliser le centre cationique en voie de formation au niveau du carbone en position P. En milieu basique, les effets combines de la barribre intrinsbque ii la cyclisation et la solvatation de l'alcoolate intermediaire empkchent la cyclisation. La haute barribre intrinsbque inhibe I'ouverture de cycle en milieu basique mais la presence de groupements fortement Clectrodonneurs tels le p-0(-)-phCnyl au niveau du carbone en position P annule cet effet.
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IntroductionThe role of stereoelectronic factors in controlling organic ring-forming and ring-breaking reaction pathways is a subject of current experimental (1-8) and theoretical (9-11) interest. In the case of smaller rings (less than eight atoms) where entropy considerations are not dominant, the formation of rings is governed largely by two interrelated factors. First, the atoms to be bonded must be able to approach each other sufficiently closely to initiate bond formation. Secondly, the approach path must be more or less compatible with the electronic requirements of the nucleophilic and electrophilic functionalities. The first factor includes angular and torsional strain that must be overco...