We
explore the extended Koopmans’ theorem (EKT) within the
phaseless auxiliary-field quantum Monte Carlo (AFQMC) method. The
EKT allows for the direct calculation of electron addition and removal
spectral functions using reduced density matrices of the N-particle system and avoids the need for analytic continuation. The
lowest level of EKT with AFQMC, called EKT1-AFQMC, is benchmarked
using atoms, small molecules, 14-electron and 54-electron uniform
electron gas supercells, and a minimal unit cell model of diamond
at the Γ-point. Via comparison with numerically exact results
(when possible) and coupled-cluster methods, we find that EKT1-AFQMC
can reproduce the qualitative features of spectral functions for Koopmans-like
charge excitations with errors in peak locations of less than 0.25
eV in a finite basis. We also note the numerical difficulties that
arise in the EKT1-AFQMC eigenvalue problem, especially when back-propagated
quantities are very noisy. We show how a systematic higher-order EKT
approach can correct errors in EKT1-based theories with respect to
the satellite region of the spectral function. Our work will be of
use for the study of low-energy charge excitations and spectral functions
in correlated molecules and solids where AFQMC can be reliably performed
for both energy and back propagation.