In this work, we
investigate the electrochemical properties of Ba8Al
y
Ge46–y
(y = 0, 4, 8, 12, 16) clathrates prepared by arc-melting.
These materials have cage-like structures with large cavity volumes
and can also have vacancies on the Ge framework sites, features which
may be used to accommodate Li. Herein, a structural, electrochemical,
and theoretical investigation is performed to explore these materials
as anodes in Li-ion batteries, including analysis of the effect of
the Al content and framework vacancies on the observed electrochemical
properties. Single-crystal X-ray diffraction (XRD) studies indicate
the presence of vacancies at the 6c site of the clathrate framework
as the Al content decreases, and the lithiation potentials and capacities
are observed to decrease as the degree of Al substitution increases.
From XRD, electrochemical, and transmission electron microscopy analysis,
we find that all of the clathrate compositions undergo two-phase reactions
to form Li-rich amorphous phases. This is different from the behavior
observed in Si clathrate analogues, where there is no amorphous phase
transition during electrochemical lithiation nor discernible changes
to the lattice constant of the bulk structure. From density functional
theory calculations, we find that Li insertion into the three framework
vacancies in Ba8Ge43 is energetically favorable,
with a calculated lithiation voltage of 0.77 V versus Li/Li+. However, the calculated energy barrier for Li diffusion between
vacancies and around Ba guest atoms is at least 1.6 eV, which is too
high for significant room-temperature diffusion. These results show
that framework vacancies in the Ge clathrate structure are unlikely
to significantly contribute to lithiation processes unless the Ba
guest atoms are absent, but suggest that guest atom vacancies could
open diffusion paths for Li, allowing for empty framework positions
to be occupied.