Application of Parameter Screening to Derive Optimal Initial State Adjustments for Streamflow Forecasting

Abstract

Streamflow forecasting is essential in many applications, including the management of hydropower reservoirs and of flood risks. To increase the performance of these hydrologic forecasts, a hydrological model is typically updated with optimal initial model states. These states are usually selected a priori and adjusted to obtain the optimal initial setup. The model states to adjust are generally selected by experts with deep knowledge of the model's behavior. These relationships are rarely documented and formalized, leading to difficulties in reproducibility and transferability to other models. The method here provides a fully automatized system to find the model states based on the parameter-free sensitivity method of efficient elementary effects (EEE), which identifies the most informative variables of the hydrologic model CEQUEAU. The analysis is applied to 1,826 model setups for four Canadian basins. The identified states are formalized using clustering techniques to obtain adjustment "recipes" conditioned on given meteorological conditions. Several recipes are tested and compared to expert-based recipes. The recipes are tested according to their ability to (a) obtain optimal initial states and (b) their forecast performance. The results show that (1) the EEE-based recipes perform similarly or better than the expert-based recipes in both objectives; (2) the recipes are similar across the four basins, highlighting their potential of spatial transferability; and (3) the adjustment of hydrologic model inputs significantly decreases forecast performance. The proposed approach to use EEE-based recipes to obtain optimal initial states for forecasting is reproducible, objective, and suitable to be applied to other models and basins.

The sensitivity of simulated streamflow to individual hydrologic processes across North America

“…Hydrologic models are widely used in applications that are important for society such as flood prediction 1 – 6 , drought monitoring 7 – 10 , infrastructure design 11 – 13 , and reservoir management 14 – 16 . This wide variety of such applications, coupled with the diversity of climatic and physiographic regions and the underlying complexity of hydrologic processes is leading to increasing complexity among these models 17 – 19 .…”

Performance Evaluation of a National Seven-Day Ensemble Streamflow Forecast Service for Australia

“…The quality of ensemble streamflow forecasts in the U.S. mid-Atlantic region was investigated by Siddique and Mejia [20], and they found that ensemble streamflow forecasts remain skilful for lead times of up to 7 days, and that postprocessing further increased forecast skills across lead times and spatial scales. In Canada, optimal model initial state and input configuration led to reliable short-(days) and long-term (a year) streamflow forecasts [21]. In China, Liu et al [22] demonstrated that ensemble streamflow forecasting systems are skilful up to a lead time of 7 days ahead; however, accuracy deteriorates as the lead time increases.…”

Performance Evaluation of a National 7-Day Ensemble Streamflow Forecast Service for Australia

“…The quality of ensemble streamflow forecasts in the U.S. mid-Atlantic region was investigated by Siddique and Mejia [20], and they found that ensemble streamflow forecasts remain skilful for lead times of up to 7 days, and that postprocessing further increased forecast skills across lead times and spatial scales. In Canada, optimal model initial state and input configuration led to reliable short (days) and long term ( a year) streamflow forecasts [21]. In China, Liu et al [22] demonstrated that ensemble streamflow forecasting system is skilful up to a lead time of 7 days ahead, although accuracy deteriorates as the lead time increases.…”