The Diels−Alder cycloaddition reaction between
enoyl−oxazolidinones 3 and dienes is
efficiently catalyzed by zirconocene bis(triflate) catalysts
(4 and 8) in CH2Cl2
or nitroalkane
solvents. The use of chiral catalyst [S]-8
led to significant asymmetric induction in the
adducts derived from dienophiles 3 and cyclopentadiene, but
only in nitroalkane solution at
low temperatures and at lower catalyst loadings. The binding of
acryloyloxazolidinone 3a
to 8 was studied in detail by 1H,
13C, and 19F NMR spectroscopy in both
CD2Cl2 and
nitroalkane solvent. These studies reveal that two isomeric,
five-coordinate, monotriflate
complexes (9a and 9b) are formed from 3a
and 8 in both solvents. The minor isomer
(9a)
has the carbamate CO coordinated to the metal at a central site,
while in the major isomer
(9b) it is coordinated to a lateral site. In
nitromethane solvent, the ratio of 9a:9b ≈
1:2.6
at −30 °C, while in CD2Cl2 the ratio
is ∼1:6.7. These studies, along with the sense of
asymmetric induction observed, suggest that it is the minor isomer
9a that reacts most
rapidly and selectively with dienes under catalytic conditions.
The binding of 3a to 8 is
strongly favored in nitromethane solvent with
K
eq = 33.3 ± 1.5 at −30 °C.
Thermodynamic
parameters for substrate binding were derived from VT 1H
NMR spectroscopic studies (ΔH
o
= −9.8 ± 1.0 kcal mol-1;
ΔS
o = −33 ± 3 cal
mol-1 K-1).
Complexes 9a and 9b
interconvert
predominantly by an intramolecular process (as revealed by VT NMR
studies at different
concentrations of 3a and 8 as well as 2D-EXSY
spectra), while free triflate ion (formed via
complexation of 3a to 8) undergoes rapid,
associative exchange with bound triflate in residual
complex 8 (as independently revealed by VT 19F
NMR studies involving 8 and
[nBu4N][OTf]).
The rates of both of these processes were studied by VT
19F NMR spectroscopy. The activation
parameters for triflate exchange involving 8 are
ΔH
⧧ = 2.9 ± 0.3 kcal
mol-1 and ΔS
⧧
=
−26 ± 3 cal mol-1
K-1 while the barrier to interconversion
between 9a and 9b is 13.8 ± 0.7
kcal mol-1 at −30 °C with
ΔH
⧧ = 17.2 ± 0.9 kcal
mol-1 and ΔS
⧧
= 13.9± 0.7 cal mol-1
K-1.
Diels−Alder reactions of 3a with, e.g.,
cyclopentadiene in nitroalkane or dichloromethane
solvent are very rapid, even at low catalyst loadings and low
temperatures, and rates of
reaction cannot be conveniently monitored by 1H NMR
spectroscopy. However, the
enantioselectivity was shown to vary with conversion, indicating that
non-Curtin−Hammett
conditions apply.