A methodology is introduced to investigate the effects of ion and photon fluences on dielectrics during plasma exposure. Ion and photon fluences were separated using a capillary-array window. The fluences can be varied separately by varying the plasma parameters. Most of the charge accumulation came from the ion fluence, while the photon fluence introduced most of the defect-state modifications. It was further shown that during plasma exposure, UV photons can penetrate through the dielectric layer and cause modifications of the defect states. Based on the results, optimized conditions were found to minimize both the charge accumulation and the defect-state formation during plasma exposure.Plasma-processing-induced damage has been an important issue in manufacturing microelectronic devices. 1 Damage includes dielectric charging, 2 defect-state formation, 3,4 chemical and physical changes, 5,6 and mechanical degradation. 7 This processing-induced damage can be from ions, photons, and radicals striking the dielectric. 8,9 Among these damage sources, ion bombardment has been believed to be the greatest for changing the properties of dielectrics. 8 However, such ion-induced damage may only happen within an ion penetration depth. 10 Vacuum ultraviolet ͑VUV͒-modified dielectric layers were typically shown to be deeper than the ion-modified layer. 11 Based on this, it is our contention that, within the dielectric, beyond the ion penetration depth, photons are responsible for the damage in this region, while on the surface, the damage is primarily caused by ions. Here, the two sources of damage generated during plasma processing will be considered to determine the effects of ion and photon fluences on the damage. They are charge accumulation and defect-state formation. This article establishes the roles of photons and ions in charge accumulation and defect-state formation in dielectric materials.In order to determine this, electron-spin resonance ͑ESR͒ spectroscopy measurements were made to detect the modifications of the interfacial defect states and surface potential measurements with a Kelvin probe were used to detect the charge accumulation. Previously, VUV and UV exposures from synchrotron radiation and HgAr lamp have been shown to be responsible for the interlayer defect-state modifications in the dielectrics. 12 As a test sample, we used atomic-layer-deposited 20-nm-thick HfO 2 on ͑100͒Si. Note that the dielectric sample is ultrathin which guarantees a modification of the interfacial defects. The resistivity of silicon substrate is 4000 ⍀ cm which is needed to obtain effective ESR measurements. 13 An electron cyclotron resonance plasma system 9 was utilized to provide the plasma exposure of the dielectric films. Argon plasma was used to minimize the creation of free radicals, 14 so that the ion and photon bombardments were the primary sources of potential damage.To vary the ion and photon fluences, pressure and microwave power were scanned between ranges of 5 and 30 mTorr and 100 and 400 W, respectively. The pressu...