We study whether using non-orthogonal multiple access (NOMA) in the uplink of a mobile network can improve the performance over orthogonal multiple access (OMA) when the system requires ultrareliable low-latency communications (URLLC). To answer this question, we first consider an ideal system model with perfect channel state information (CSI) at the transmitter and long codewords, where we determine the optimal decoding orders when the decoder uses successive interference cancellation (SIC) and derive closed-form expressions for the optimal rate when joint decoding is used. While joint decoding performs well even under tight delay constraints, NOMA with SIC decoding often performs worse than OMA. For low-latency systems, we must also consider the impact of finite-length channel coding, as well as rate adaptation based imperfect CSI. We derive closed-form approximations for the corresponding outage or error probabilities and find that those effects create a larger performance penalty for NOMA than for OMA. Thus, NOMA with SIC decoding may often be unsuitable for URLLC.
Index TermsNonorthogonal multiple access (NOMA), stochastic network calculus, effective capacity, quality of service, delay performance, URLLC, imperfect CSI, finite blocklength regime (SIC), i.e., decode one of the signals, and then subtract the corresponding codeword from the received signal, such that the other signal is interference-free. As a result, NOMA can increase the sum ergodic capacity of the system [1].However, the ergodic capacity is not a meaningful performance metric for applications that require ultra-reliable low-latency communications (URLLC). For example, industrial control systems often require latencies of at most a few milliseconds. The probability of violating this deadline must be very small, with target values of 10 −6 and below [2]. In contrast to the ergodic sum capacity, the delay violation probability is affected by the SIC decoding order: the user that is decoded first faces interference by the second user and thus experiences a lower data rate than if it were decoded last. Although the sum rate remains the same regardless of the decoding order, a very low rate for one of the users can mean that the user's data cannot be transmitted and must be buffered, leading to a queueing delay. The delay performance of the two-user NOMA uplink thus depends on the optimal trade-off between the two decoding orders with respect to the users' delay constraints. Furthermore, both SIC decoding orders may lead to a low rate for one of the users. We need to consider a more general joint decoding scheme that can also achieve intermediate rate points. Even though joint decoding does not increase the ergodic sum capacity, it may improve the delay performance by avoiding very low rates.The above discussion on the rate adaptation assumed that the base station has perfect knowledge of the SNR of both users, and that the users can communicate without errors at a rate equal to the capacity of the channel. However, these assumptions become highly...