Deriving and Combining Mixed Graphs from Regulatory Documents Based on Constraint Relations

Winter, Karolin; Rinderle-Ma, Stefanie

doi:10.1007/978-3-030-21290-2_27

Cited by 7 publications

(2 citation statements)

References 15 publications

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“…A process event stream refers to the stream of events in E that are emitted by executing one or several process instances of one or several process types during runtime (online). Compliance constraints stem from regulatory documents such as the General Data Protection Regulation (GDPR), ISO norms, or financial regulations [112]. Regulatory documents are often complex, e.g., "the European Union active legislation, which was estimated to be 170,000 pages long in 2005 and is expected to reach 351,000 pages by 2020" [3].…”

Section: Introductionmentioning

confidence: 99%

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

Rinderle-Ma¹,

Winter²

2022

Preprint

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Business process compliance is a key area of business process management and aims at ensuring that processes obey to compliance constraints such as regulatory constraints or business rules imposed on them. Process compliance can be checked during process design time based on verification of process models and at runtime based on monitoring the compliance states of running process instances. For existing compliance monitoring approaches it remains unclear whether and how compliance violations can be predicted, although predictions are crucial in order to prepare and take countermeasures in time. This work, hence, analyzes existing literature from compliance and SLA monitoring as well as predictive process monitoring and provides an updated framework of compliance monitoring functionalities. For each compliance monitoring functionality we elicit prediction requirements and analyze their coverage by existing approaches. Based on this analysis, open challenges and research directions for predictive compliance and process monitoring are elaborated.

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Section: Introductionmentioning

confidence: 99%

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

Rinderle-Ma¹,

Winter²

2022

Preprint

Self Cite

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“…While these works apply NLP techniques to identify rules between process activities, they do not consider the inter-dependencies between rules. The exception is [35], that identifies subsumption, redundancy and conflict between rules. The present work takes a different tack, by providing a mechanism to modularise rules.…”

Section: Introductionmentioning

confidence: 99%

Chain of Events: Modular Process Models for the Law

Debois

López²,

Slaats³

et al. 2020

Lecture Notes in Computer Science

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In this paper, we take technical and practical steps towards the modularisation of compliant-by-design executable declarative process models. First, we demonstrate by example how the specific language of timed DCR graphs is capable of modelling complex legislation, with examples from laws regulating the functioning of local governments in Denmark. We then identify examples of law paragraphs that are beyond these modelling capabilities. This incompatibility arises from subtle and-from a computer science perspective-non-standard interactions between distinct paragraphs of the law, which must then become similar interactions between model fragments. To encompass these situations, we propose a notion of networks of processes, where the processes are allowed to interact and regulate their interaction through the novel mechanisms of exclusion and linking. Networks are parametric in the underlying process formalism, allowing interactions between processes specified in arbitrary and possibly distinct trace-language semantics formalisms as the individual models. Technically, we provide a sufficient condition for a good class of network compositions to realise refinement of the constituent processes. Finally, parts of the theoretical framework (networks and exclusion) have been implemented by our industry partners, and we report on a preliminary evaluation suggesting that inter-model synchronisation is indeed both necessary and helpful in practical modelling scenarios.

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Assessing the Compliance of Business Process Models with Regulatory Documents

Winter

Rinderle-Ma

et al. 2020

Conceptual Modeling

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Deriving and Combining Mixed Graphs from Regulatory Documents Based on Constraint Relations

Cited by 7 publications

References 15 publications

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

Predictive Compliance Monitoring in Process-Aware Information Systems: State of the Art, Functionalities, Research Directions

Chain of Events: Modular Process Models for the Law

Assessing the Compliance of Business Process Models with Regulatory Documents

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