Abstract. High-contrast instruments, such as SPHERE (upcoming planet finder instrument for the ESO-VLT), or EPICS (planet hunter project for the future E-ELT), will require customized components with spatially varying transmission (e.g. coronagraphs, optical components that reduce the contrast between a companion and its parent star). The goal of these sub-systems is to control the spatial transmission, either in a pupil plane (pupil apodization), or in a focal plane of the instrument (occulting mask, i.e. lowfrequency filter). Reliably producing components with spatially varying transmission is not trivial, and different techniques have been already investigated for application to astronomy (e.g. metal deposition with spatially-varying thickness, or high-energy beam sensitive glass using e-beam lithography). We present some results related to the recent development of components with spatially varying transmission using a relatively simple technique analogous to the digital halftoning process used for printing applications.
HALFTONE DOT PROCESS PRINCIPLEHalftoning has been used for hundreds of years in the printing industry as a solution for generating continuous-tone images with only black or white dots. The so-called halftone image, seen from a distance, should resemble the original continuous-tone image as much as possible, based on human vision perception. Following this idea, the continuous transmission of an optical filter can be generated with a specific implementation of opaque and transparent pixels as presented in Figure 1.The resulting microdot filter is an array of dots (i.e. pixels) that are either opaque (0% transmission) or transparent (100% transmission). It is fabricated by lithography of a light-blocking metal layer deposited on a transparent glass substrate. The technique has several advantages: relative ease of manufacturing, achromaticity, reproducibility, and ability to generate continuous and rapidly varying transmission functions, without introducing wavefront errors.Several application-dependent parameters must be carefully defined. Microdot filters are arrays of pixels with binary transmission, and light propagating through them has a continuously varying intensity after free-space propagation, or after filtering in the far field. Therefore, these filters have a power spectrum different from the power spectrum of an ideal continuous filter. The way dots are distributed, the size of the dots, and the density of the dots in the pattern directly impact the power spectrum of the filter, and these parameters must be carefully studied accordingly with the application. Several studies have been carried out to quantify diffraction effects induced by the pixellation and binary transmission of the pixels. Diffraction stray-light analysis and guidelines for the design of pupilapodized coronagraphs (e.g. apodized pupil Lyot coronagraph, dual zone coronagraph, conventional pupil-apodization concepts) are available in [1,2], while the specific case of focal-plane mask with a