Electronic structure of amorphous niobium oxide prepared by a sputtering method was investigated based on optical absorption and photoelectron spectroscopies. In the valence band photoelectron spectra, broad peaks without any characteristic components were observed. Then, theoretical calculations based on a density functional theory were performed to interpret the experimental spectra by using three Nb 2 O 5 polymorphs. Among the polymorphs, M-phase with tetragonal structure showed better reproducibility than the other B-and R-phases with monoclinic structure. It was finally concluded that the amorphous niobium oxide had a similar electronic structure to M-Nb 2 O 5 , and it was supposed that the broad feature in the photoelectron spectra was due to the broad distribution of NbO bonds in NbO 6 polyhedra, which was characteristic in M-Nb 2 O 5 .©2016 The Ceramic Society of Japan. All rights reserved.Key-words : Niobium oxide, Electronic structure, Photoelectron spectrum, Optical absorption spectrum, Density functional theory calculation [Received August 10, 2016; Accepted October 9, 2016] Niobium pentoxide is known as wide-gap semiconductor 1) and dielectric, 2)4) which is expected for the application such as catalyst, 5),6) sensor, 7),8) etc. In particular, it is widely used as a capacitor 9),10) in general products. Among rare metal elements, niobium is comparatively abundant, and hence materials derived from niobium compounds are supposed to be advantageous in regards to cost. 11) In the authors' research group, a photoelectrochemical cell (PEC) with NbO x /Al/glass«KNO 3 aq.«Al/ glass has been developed, 12) where small but stable power generation was observed. Niobium oxide, NbO x was deposited by an RF-magnetron sputtering method, and larger output was obtained when the NbO x deposits were not in film, but in a nano-island structure. Analysis on the electronic states of the NbO x deposits are indispensable to clarify the photovoltaic conversion mechanism and improve power generation. However, the deposits are amorphous so that it is quite difficult to clarify the electronic structure.Then, in the present study, information of electronic structure was obtained by X-ray and ultraviolet photoelectron spectroscopies (XPS and UPS) and optical absorption. The experimental spectra were interpreted by using theoretical calculations based on density functional theory (DFT), 13),14) where crystalline Nb 2 O 5 were used for the DFT calculations. A DFT calculation of B-phase Nb 2 O 5 was published.15) However, Nb 2 O 5 has various polymorphs with different structures, and hence a large variety in the electronic structure is expected in the polymorphs. DFT calculations for various polymorphs, instead of those for amorphous structure with major difficulties, should give valuable information for the similarity and variation of local structures in the amorphous solid. Consequently, three Nb 2 O 5 crystals with typical structures were chosen to investigate the electronic structure of Nb 2 O 5 polymorphs. By comparing the ...