Electrophysiological correlates of concept type shifts

Abstract

A recent semantic theory of nominal concepts by Löbner [ 1 ] posits that–due to their inherent uniqueness and relationality properties–noun concepts can be classified into four concept types (CTs): sortal, individual, relational, functional. For sortal nouns the default determination is indefinite ( a stone ), for individual nouns it is definite ( the sun ), for relational and functional nouns it is possessive ( his ear , his father ). Incongruent determination leads to a concept type shift: his father (functional concept: unique, relational)– a father (sortal concept: non-unique, non-relational). Behavioral studies on CT shifts have demonstrated a CT congruence effect, with congruent determiners triggering faster lexical decision times on the subsequent noun than incongruent ones [ 2 , 3 ]. The present ERP study investigated electrophysiological correlates of congruent and incongruent determination in German noun phrases, and specifically, whether the CT congruence effect could be indexed by such classic ERP components as N400, LAN or P600. If incongruent determination affects the lexical retrieval or semantic integration of the noun, it should be reflected in the amplitude of the N400 component. If, however, CT congruence is processed by the same neuronal mechanisms that underlie morphosyntactic processing, incongruent determination should trigger LAN or/and P600. These predictions were tested in two ERP studies. In Experiment 1, participants just listened to noun phrases. In Experiment 2, they performed a wellformedness judgment task. The processing of (in)congruent CTs ( his sun vs. the sun ) was compared to the processing of morphosyntactic and semantic violations in control conditions. Whereas the control conditions elicited classic electrophysiological violation responses (N400, LAN, & P600), CT-incongruences did not. Instead they showed novel concept-type specific response patterns. The absence of the classic ERP components suggests that CT-incongruent determination is not perceived as a violation of the semantic or morphosyntactic structure of the noun phrase.