Abstract. A microphysics-based understanding of mechanical and
hydraulic processes in clay shales is required for developing advanced
constitutive models, which can be extrapolated to long-term deformation.
Although many geomechanical tests have been performed to characterise the
bulk mechanical, hydro-mechanical, and failure behaviour of Opalinus Clay,
important questions remain about micromechanisms: how do microstructural
evolution and deformation mechanisms control the complex rheology? What is
the in situ microstructural shear evolution, and can it be mimicked in the
laboratory? In this contribution, scanning electron microscopy (SEM) was
used to image microstructures in an Opalinus Clay sample deformed in an
unconsolidated–undrained triaxial compression test at 4 MPa confining stress
followed by argon broad ion beam (BIB) polishing. Axial load was applied
(sub-)perpendicular to bedding until the sample failed. The test was
terminated at an axial strain of 1.35 %. Volumetric strain measurements
showed bulk compaction throughout the compression test. Observations on the
centimetre to micrometre scale showed that the samples exhibited shear failure and
that deformation localised by forming a network of micrometre-wide fractures,
which are oriented with angles of 50∘ with respect to horizontal.
In BIB–SEM at the grain scale, macroscale fractures are shown to be
incipient shear bands, which show dilatant intergranular and intragranular
microfracturing, granular flow, bending of phyllosilicate grains, and pore
collapse in fossils. Outside these zones, no deformation microstructures
were observed, indicating only localised permanent deformation. Thus,
micromechanisms of deformation appear to be controlled by both brittle and
ductile processes along preferred deformation bands. Anastomosing networks
of fractures develop into the main deformation bands with widths up to tens
of micrometres along which the sample fails. Microstructural observations and
the stress–strain behaviour were integrated into a deformation model with
three different stages of damage accumulation representative for the
deformation of the compressed Opalinus Clay sample. Results on the
microscale explain how the sample locally dilates, while bulk measurement
shows compaction, with an inferred major effect on permeability by an
increase in hydraulic conductivity within the deformation band. Comparison
with the microstructure of highly strained Opalinus Clay in fault zones
shows partial similarity and suggests that during long-term deformation
additional solution–precipitation processes operate.