13Identifying the neurons that control global brain state has been a fundamental topic of research 14 that has largely focused on diffusely-projecting neuromodulatory centers, such as the locus 15 coeruleus (LC). This noradrenergic brain stem nucleus, which projects throughout the forebrain, 16 is thought to act as an "undifferentiated state controller" across all forebrain targets because LC 17 neurons spike synchronously. However, recent work demonstrated ensembles in the LC and 18 therefore made targeted neuromodulation a possibility. In order to demonstrate that LC 19 ensembles cause targeted neuromodulation, it is necessary to resolve LC ensemble dynamics 20 over time in relation to ongoing cortical states. Here, we used non-negative matrix factorization 21 on LC single unit recordings to investigate the spatial and temporal properties of ensemble 22 activation patterns. We assessed the potential for targeted neuromodulation of the prefrontal 23 cortex (PFC) using LC ensemble activity-triggered local field potential (LFP) power spectrograms.
24We analyzed 285 single units recorded from 15 urethane-anesthetized rats (range of 5 to 34 25 simultaneously recorded units). LC ensembles became active at different times. Analysis of auto-26 correlograms and ensemble-pair cross-correlograms demonstrated that self-and lateral-inhibition 27 of activity is a property of LC ensembles, which may contribute to their sparse activity.
28Neuromodulatory effects on cortical state were diverse across ensembles. We observed four 29 types of ensemble-triggered LFP spectrograms in the PFC. These results demonstrate that the 30 LC is capable of differentiated neuromodulation of its forebrain targets by dynamic firing patterns 31 across subsets of LC neurons.
34Internal, spontaneously occurring brain states are associated with changes in wakefulness,
35perceptual ability, and reaction times (1-3). Behavioral transitions, such as waking from sleep or 36 reacting more quickly to stimuli during stress, involve changes in global brain state. It remains 37 unclear exactly which neurons could control brain state globally.
38Brainstem neuromodulatory centers, such as the noradrenergic locus coeruleus (LC), are a likely 39 global state-controller (1, 2, 4). The LC projects globally throughout the central nervous system 40 and releases norepinephrine to modulate neuronal excitability (5-11). Global noradrenergic 41 neuromodulation can result in behavioral transitions, such as: awakening from sleep or 42 anesthesia, altering locomotion patterns (increased generalized movements and decreased 43 reaction times), and improving perceptual sensitivity and attentional focus (12-24). The brain 44 state change that occurs spontaneously during behavioral transitions, such as awakening, also 45 resembles the brain state evoked by stimulation of the LC in awake or anesthetized animals (9, 46 16, 24, 25). Thus, the LC is thought to be at least one group of neurons that can alter global brain 47 states associated with behavioral state transitions. 48 LC n...