The Role of Innovation in Sustainable Cocoa Cultivation: Moving Beyond Mitigation and Adaptation

Climate change is predicted to significantly reduce areas suitable for the cultivation of cocoa, an important cash crop providing a livelihood to over six million smallholders in the humid tropics. Cocoa agroforestry shows potential to increase climate resilience while providing more stable incomes, enhancing biodiversity, supporting healthy ecosystems and reducing the pace at which farms expand into forested areas. Based on the multidisciplinary ‘Climate Smart Cocoa Systems for Ghana’ research project, this book investigates the case of the biophysical and socioeconomic sustainability of cocoa agroforestry in Ghana, the second largest producer of cocoa in the world. After a brief introduction to the research project, this introductory chapter reviews the literature on the links between climate change, farming and agroforestry, thereby situating the study within a wider context. It then presents an in-depth analysis of historical Ghanaian cocoa yields and climate data at both the national and regional levels to establish a foundation for understanding the new climate risks faced by cocoa farmers. The chapter concludes by providing an overview of the chapters that follow and introducing the overall argument that agroforestry can only successfully address climate change impacts on cocoa farming if location-specific biophysical and socioeconomic factors are considered.

Introduction: Climate, Cocoa and Trees

Olwig,

Asare,

Meilby

et al. 2023

Social Challenges and Opportunities in Agroforestry: Cocoa Farmers’ Perspectives

Bosselmann,

Boadi,

Olwig

et al. 2023

Agroforestry practices in cocoa cultivation have historical roots going back to the Mayan sacred groves in Mesoamerica. Today, agroforestry cocoa, i.e., the integration of shade trees, plants and crops in cocoa systems, is promoted as a climate smart practice by public and private institutions. Shaded cocoa can sustain or even increase cocoa yields and the agroforestry systems may provide additional output for household consumption and sale as well as improve the microclimate and soil conditions on the farm. Despite these promising features, cocoa agroforestry systems are far from the norm in producing countries like Ghana. Based on discussions with groups of farmers across the Ghanaian cocoa belt, this chapter shows that while farmers are well aware of the positive aspects of shaded cocoa systems, traditional cocoa practices, village chiefs’ command of local land uses, land and tree tenure systems, alternative land uses and inability to access inputs and extension services limit the adoption and constrain the management of shade trees. As still more policies are developed to improve the Ghanaian cocoa sector, policymakers must consider these often overlooked social and institutional factors that prevent cocoa farmers from engaging in longer-term agroforestry practices and thereby benefiting from the opportunities they present.

Household Economics of Cocoa Agroforestry: Costs and Benefits

Boadi,

Bosselmann,

Owusu

et al. 2023

Current research suggests that cocoa agroforestry systems could offer stable yields, additional benefits and income from shade trees, despite potential added costs, such as from the purchase of insecticides. There is a paucity of profitability studies of different cocoa agroforestry systems. Only few of them go beyond a narrow focus on cocoa yields to model the entire agroforestry system and thus do not advance our understanding of the socio-economic value of other ecosystem goods. Based on survey data covering a thousand cocoa plots and group interviews with cocoa farmers, we explore the costs and benefits at the household level of including trees in cocoa systems. Comparing low and medium tree diversity systems, we find that income from cocoa beans, timber and fruit trees are higher and labour costs are lower in plots with medium diversity, while insecticide costs are lower on low-diversity plots. Overall, net benefits were higher on cocoa plots with higher tree diversity. Thus, cocoa agroforestry systems offer cost-reduction and income-improving advantages. Since cocoa systems vary among different agro-ecological zones in Ghana, we recommend that interventions aimed at increasing tree diversity consider the specific management practices of each farming household and the location in question.