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Abstract. Vegetation plays a fundamental role not only in the energy and carbon cycle, but also the global water balance by controlling surface evapotranspiration. Thus, accurately estimating vegetation-related variables has the potential to improve our understanding and estimation of the dynamic interactions between the water and carbon cycles. This study aims to assess to what extent a land surface model can be optimized through the assimilation of leaf area index (LAI) observations at the global scale. Two observing system simulation experiments (OSSEs) are performed to evaluate the efficiency of assimilating LAI through an Ensemble Kalman Filter (EnKF) to estimate LAI, evapotranspiration (ET), interception evaporation (CIE), canopy water storage (CWS), surface soil moisture (SSM), and terrestrial water storage (TWS). Results show that the LAI data assimilation framework effectively reduces errors in LAI simulations. LAI assimilation also improves the model estimates of all the water flux and storage variables considered in this study (ET, CIE, CWS, SSM, and TWS), even when the forcing precipitation is strongly positively biased (extremely wet condition). However, it tends to worsen some of the model estimated water-related variables (SSM and TWS) when the forcing precipitation is affected by a dry bias. This is attributed to the fact that the amount of water in the land surface model is conservative and the LAI assimilation introduces more vegetation, which requires more water than what available within the soil. Future work should investigate a multi-variate data assimilation system that concurrently merges both LAI and soil moisture (or TWS) observations.

Abstract. Vegetation plays a fundamental role not only in the energy and carbon cycles but also in the global water balance by controlling surface evapotranspiration (ET). Thus, accurately estimating vegetation-related variables has the potential to improve our understanding and estimation of the dynamic interactions between the water, energy, and carbon cycles. This study aims to assess the extent to which a land surface model (LSM) can be optimized through the assimilation of leaf area index (LAI) observations at the global scale. Two observing system simulation experiments (OSSEs) are performed to evaluate the efficiency of assimilating LAI into an LSM through an ensemble Kalman filter (EnKF) to estimate LAI, ET, canopy-interception evaporation (CIE), canopy water storage (CWS), surface soil moisture (SSM), and terrestrial water storage (TWS). Results show that the LAI data assimilation framework not only effectively reduces errors in LAI model simulations but also improves all the modeled water flux and storage variables considered in this study (ET, CIE, CWS, SSM, and TWS), even when the forcing precipitation is strongly positively biased (extremely wet conditions). However, it tends to worsen some of the modeled water-related variables (SSM and TWS) when the forcing precipitation is affected by a dry bias. This is attributed to the fact that the amount of water in the LSM is conservative, and the LAI assimilation introduces more vegetation, which requires more water than what is available within the soil.

This work tests the hypothesis that jointly assimilating satellite observations of leaf area index and surface soil moisture into a land surface model improves the estimation of land vegetation and water variables. An Ensemble Kalman Filter is used to test this hypothesis across the Contiguous United States from April 2015 to December 2018. The performance of the proposed methodology is assessed for several modeled vegetation and water variables (evapotranspiration, net ecosystem exchange, and soil moisture) in terms of random errors and anomaly correlation coefficients against a set of independent validation datasets (i.e., Global Land Evaporation Amsterdam Model, FLUXCOM, and International Soil Moisture Network). The results show that the assimilation of the leaf area index mostly improves the estimation of evapotranspiration and net ecosystem exchange, whereas the assimilation of surface soil moisture alone improves surface soil moisture content, especially in the western US, in terms of both root mean squared error and anomaly correlation coefficient. The joint assimilation of vegetation and soil moisture information combines the results of individual vegetation and soil moisture assimilations and reduces errors (and increases correlations with the reference datasets) in evapotranspiration, net ecosystem exchange, and surface soil moisture simulated by the land surface model. However, because soil moisture satellite observations only provide information on the water content in the top 5 cm of the soil column, the impact of the proposed data assimilation technique on root zone soil moisture is limited. This work moves one step forward in the direction of improving our estimation and understanding of land surface interactions using a multivariate data assimilation approach, which can be particularly useful in regions of the world where ground observations are sparse or missing altogether.