Abstract-High-quality-factor optical ring resonators have recently been fabricated in thin silicon-on-insulator (SOI). Practical applications of such devices will require careful tuning of the precise location of the resonance peaks. In particular, one often wants to maximize the resonance shift due to the presence of an active component and minimize the resonance shift due to temperature changes. This paper presents a semianalytic formalism that allows the prediction of such resonance shifts from the waveguide geometry. This paper also presents the results of experiments that show the tuning behavior of several ring resonators and find that the proposed semianalytic formalism agrees with the observed behavior.

Under the DARPA sponsored Avionics Optoelectronic Module Technology program, new passive alignment carrier (PAC) optical subassemblies (LED-PAC and PIN-PAC) ruggedized for military/aerospace avionics fiber-optic transmitter and receiver applications have been developed. LED-PAC and PIN-PAC silicon micro-optical bench substrates were fabricated together on a 5 in diameter silicon wafer via multistage photolithography, thin-film, and substrate processing. Alignment v-grooves designed for passive optical alignment of 100/140 m multimode optical fiber to the optoelectronic devices were terminated by solder locking the fiber to the silicon PAC substrates. The LED-PAC comprising a surface emitting LED die-bonded onto a novel precision molded AlN submount passively mounted onto the silicon microbench achieves the required high coupling efficiency to 100/140 m multimode optical fiber to meet stringent avionics transmitter output power requirements. The 100/140 m multimode optical fiber-pigtailed PIN-PAC with a refractive lens etched into the p-i-n photodiode backside surface exhibited responsivities greater than 0.8 A/W at 1.3 m wavelength. The LED-PAC and PIN-PAC optical subassemblies integrated with Boeing ARINC 636 (FDDI) Transmitter and Receiver thick film multichip (MCM-C) circuitry are capable of meeting both ARINC 636 and FDDI physical layer requirements.

A new type of compact ( < 7 cm2) multiple element slab waveguide spectrograph suitable for medium resolution fiber-optic wavelength division multiplexing (WDM) applications in the 700 nm to 900 nm optical band is described. The spectrograph consists of a replicated diffraction grating formed on the convex edge of a multilayer glass-ceramic slab waveguide stack. The grating design, based on an aberration corrected derivative of the classic Rowland spectrometer, was first verified holographically, and then implemented by replication from a ruled master grating. A combination of thick-film solder glass glazing, lamination, optical finishing and grating replication was chosen to produce a multiple element spectrograph that enables accurate spectral referencing, and can be interfaced by a passive optical fiber array and detector array alignment procedures.

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