We performed a comparative analysis of the prediction accuracy of machine learning methods and ordinary Kriging (OK) hybrid methods for forest volume models based on multi-source remote sensing data combined with ground survey data. Taking Larix olgensis, Pinus koraiensis, and Pinus sylvestris plantations in Mengjiagang forest farms as the research object, based on the Chinese Academy of Forestry LiDAR, charge-coupled device, and hyperspectral (CAF-LiTCHy) integrated system, we extracted the visible vegetation index, texture features, terrain factors, and point cloud feature variables, respectively. Random forest (RF), support vector regression (SVR), and an artificial neural network (ANN) were used to estimate forest volume. In the small-scale space, the estimation of sample plot volume is influenced by the surrounding environment as well as the neighboring observed data. Based on the residuals of these three machine learning models, OK interpolation was applied to construct new hybrid forest volume estimation models called random forest Kriging (RFK), support vector machines for regression Kriging (SVRK), and artificial neural network Kriging (ANNK). The six estimation models of forest volume were tested using the leave-one-out (Loo) cross-validation method. The prediction accuracies of these six models are better, with RLoo2 values above 0.6, and the prediction accuracy values of the hybrid models are all improved to different extents. Among the six models, the RFK hybrid model had the best prediction effect, with an RLoo2 reaching 0.915. Therefore, the machine learning method based on multi-source remote sensing factors is useful for forest volume estimation; in particular, the hybrid model constructed by combining machine learning and the OK method greatly improved the accuracy of forest volume estimation, which, thus, provides a fast and effective method for the remote sensing inversion estimation of forest volume and facilitates the management of forest resources.
Terrestrial laser scanning (TLS) plays a significant role in forest resource investigation, forest parameter inversion and tree 3D model reconstruction. TLS can accurately, quickly and nondestructively obtain 3D structural information of standing trees. TLS data, rather than felled wood data, were used to construct a mixed model of the taper function based on the tree effect, and the TLS data extraction and model prediction effects were evaluated to derive the stem diameter and volume. TLS was applied to a total of 580 trees in the nine larch (Larix olgensis) forest plots, and another 30 were applied to a stem analysis in Mengjiagang. First, the diameter accuracies at different heights of the stem analysis were analyzed from the TLS data. Then, the stem analysis data and TLS data were used to establish the stem taper function and select the optimal basic model to determine a mixed model based on the tree effect. Six basic models were fitted, and the taper equation was comprehensively evaluated by various statistical metrics. Finally, the optimal mixed model of the plot was used to derive stem diameters and trunk volumes. The stem diameter accuracy obtained by TLS was >98%. The taper function fitting results of these data were approximately the same, and the optimal basic model was Kozak (2002)-II. For the tree effect, a6 and a9 were used as the mixed parameters, the mixed model showed the best fit, and the accuracy of the optimal mixed model reached 99.72%.The mixed model accuracy for predicting the tree diameter was between 74.22% and 97.68%, with a volume estimation accuracy of 96.38%. Relative height 70 (RH70) was the optimum height for extraction, and the fitting accuracy of the mixed model was higher than that of the basic model.
Forest biomass is a foundation for evaluating the contribution to the carbon cycle of forests, and improving biomass estimation accuracy is an urgent problem to be addressed. Terrestrial laser scanning (TLS) enables the accurate restoration of the real 3D structure of forests and provides valuable information about individual trees; therefore, using TLS to accurately estimate aboveground biomass (AGB) has become a vital technical approach. In this study, we developed individual tree AGB estimation models based on TLS-derived parameters, which are not available using traditional methods. The height parameters and crown parameters were extracted from the point cloud data of 1104 trees. Then, a stepwise regression method was used to select variables for developing the models. The results showed that the inclusion of height parameters and crown parameters in the model provided an additional 3.76% improvement in model estimation accuracy compared to a DBH-only model. The optimal linear model included the following variables: diameter at breast height (DBH), minimum contact height (Hcmin), standard deviation of height (Hstd), 1% height percentile (Hp1), crown volume above the minimum contact height (CVhcmin), and crown radius at the minimum contact height (CRhcmin). Comparing the performance of the models on the test set, the ranking is as follows: artificial neural network (ANN) model > random forest (RF) model > linear mixed-effects (LME) model > linear (LN) model. Our results suggest that TLS has substantial potential for enhancing the accuracy of individual-tree AGB estimation and can reduce the workload in the field and greatly improve the efficiency of estimation. In addition, the model developed in this paper is applicable to airborne laser scanning data and provides a novel approach for estimating forest biomass at large scales.
Crown vertical profiles (CVP) play an essential role in stand biomass and forest fire prediction. Traditionally, due to measurement difficulties, CVP models developed based on a small number of individual trees are not convincing. Terrestrial laser scanning (TLS) provides new insights for researching trees’ CVPs. However, there is a limited understanding of the ability to accurately describe CVPs with TLS. In this study, we propose a new approach to automatically extract the crown radius (CR) at different heights and confirm the correctness and effectiveness of the proposed approach with field measurement data from 30 destructively harvested sample trees. We then applied the approach to extract the CR from 283 trees in 6 sample plots to develop a two-level nonlinear mixed-effects (NLME) model for the CVP. The results of the study showed that the average extraction accuracy of the CR when the proposed approach was applied was 90.12%, with differences in the extraction accuracies at different relative depths into the crown (RDINC) ranges. The TLS-based extracted CR strongly correlated with the field-measured CR, with an R2 of 0.93. Compared with the base model, the two-level NLME model has significantly improved the prediction accuracy, with Ra2 increasing by 13.8% and RMSE decreasing by 23.46%. All our research has demonstrated that TLS has great potential for accurately extracting CRs, which would provide a novel way to nondestructively measure the crown structure. Moreover, our research lays the foundation for the future development of CVP models using TLS at a regional scale.
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