This article develops a framework for investigating research use, using an “advocacy coalition framework” and the concepts of a “supply side” (mainly organizations) and “demand side” (policymakers). Drawing on interview data and documents from New Orleans about the charter school reforms that have developed there since 2005, the authors examine (a) the role of intermediaries in producing information and research syntheses for local, state, and/or federal policymakers; (b) the extent of policymakers’ demand for such research and information; and (c) the extent to which local and national coalitions of organizations appear to be influential in research use. The article concludes that there are two coalitions in New Orleans that differ in their interpretations of charter school performance, equity, and access; that there is overall very low research capacity within the intermediary sector; and that there is little evidence of demand from state policymakers for research findings. There was agreement across both coalitions that there is a lack of a credible and non-partisan research group studying the reforms, that is, one that produces data analyses that are not merely descriptive. The authors map preliminary findings about how intermediary organizations are connected to national groups, as well as how research is shared within coalitions.
Researchers have noted with concern the often weak link between research evidence and policymaking, particularly in some areas such as education. In this introductory essay—dedicated to the late Carol Weiss—we consider this issue first by reflecting on how changing historical conditions can shape institutional demands on and for research production, promotion, and use. This leads to the questions: How can institutions use evidence on different policy options? How do policymakers and other information consumers sort through competing claims? Are new processes and institutions emerging to shape research use? In view of the current calls from public policymakers in the government and private policymakers in philanthropies for rigorous research on the effectiveness of policy interventions, we compare the relative role of research use in education policy to other issues, such as climate science, and highlight the growing role of intermediate actors as they shape research use. And we consider some common characteristics of these policy issues that may contribute to misuse or disuse, as well as to greater consideration of research. We offer an overview of the understanding of research use in education and point to the need to explore new theoretical frameworks and methodologies. The essay ends with an overview of the papers in the issue.
Nearly ten years after Katrina and the implementation of a host of new and radical education reforms in New Orleans, there remains little evidence about whether the changes have improved school performance. Despite this lack of evidence, the New Orleans model is held up as a reform success, and is being adopted by other cities. In this article the authors ask how policymakers in New Orleans and at the state level define, access and interpret research or evidence on the reforms, and how, if at all, such evidence informs their decision-making. They interviewed key district and state policymakers, as well as representatives from dozens of intermediary organizations in the area, who, they argue, are also shapers of policy. On the demand side, they found that policymakers primarily used personal anecdotes to justify their position and explain the success of reforms, and they relied on blogs or non-peer-reviewed sources for background information. Peer-reviewed research was seldom used, typically passed to policymakers via an echo chamber of intermediary organizations, personal contacts or key partners. Connecting supply to demand, the authors find that intermediary organizations broker research and evidence to advance their policy agendas, and that they serve as de facto policymakers in New Orleans.
The increasing involvement of philanthropists in education policy has contributed to the emergence of a dynamic sector of intermediary organizations (IOs), entities that serve a number of functions in school reform, including advocacy, consultation, policy design, alternative teacher and leadership preparation, and research. In recent years, many IOs have converged into coalitions that are pushing for incentivist educational policies like “parent trigger” laws, charter schools, vouchers, and teacher merit pay or sanctions often tied to value added metrics of teacher performance. This article draws on data from a mixed-methods, multiyear study of research use and dissemination. In this article, we examine the role of foundations in a broader advocacy coalition in Denver, Colorado, a key site for various incentivist reforms, including teacher pay-for-performance and charter schools. We find that IOs and their affiliated networks broker the production and use of research evidence, often targeting government and education policymakers, journalists, and increasingly, influential bloggers and social media communities. This brokering function positions foundations as the “hub” of research production, promotion, and utilization.
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