Abstract. The zonal mean transport of ozone and carbon monoxide (CO) near the tropical tropopause is investigated using the Whole-Atmosphere Community Climate Model version 4 (WACCM4). The variability in temperature, ozone and CO in the model shows good agreement with satellite and balloon observations. Modeled temperature and tracers exhibit large and closely coupled annual cycles in the tropical lower stratosphere, as in the observations. The thermodynamic and tracer budgets in the model are analyzed based on the Transformed Eulerian Mean (TEM) framework on log-pressure coordinates and also using the isentropic formulation. Results show that the coupled seasonal cycles are mainly forced by tropical upwelling over altitudes with large vertical tracer gradients, in agreement with previous observational studies. The model also allows explicit calculation of eddy transport terms, which make an important contribution to ozone tendencies in the tropical lower stratosphere. The character of the eddy fluxes changes with altitude. At higher levels (∼ 2 km above the cold point tropopause), isentropic eddy transport occurs during winter and spring in each hemisphere in the sub-tropics, associated with transient Rossby waves acting on strong background latitudinal gradients. At lower altitudes, close to the tropical tropopause, there is a maximum in horizontal eddy transport during boreal summer associated with the Asian monsoon anticyclone. Subseasonal variability in ozone and CO, tied to fluctuations in temperature, is primarily driven by transient tropical upwelling. In isentropic coordinates, the overall tracer budgets are similar to the log-pressure results, highlighting crossisentropic advection as the main term in the time-mean balance, with large seasonality above the tropopause. However, in isentropic coordinates the tracer variability is largely reduced on both seasonal and sub-seasonal timescales, because tracer fluctuations are highly correlated with temperature (as a response to upwelling).

Abstract. Temporal variability of the upwelling near the tropical tropopause on daily to annual timescales is investigated using three different estimates computed from the ERA-Interim reanalysis. These include upwelling archived by the reanalysis, plus estimates derived from thermodynamic and momentum balance calculations. Substantial variability in upwelling is observed on both seasonal and subseasonal timescales, and the three estimates show reasonably good agreement. Tropical upwelling should exert strong influence on temperatures and on tracers with large vertical gradients in the lower stratosphere. We test this behavior by comparing the calculated upwelling estimates with observed temperatures in the tropical lower stratosphere, and with measurements of ozone and carbon monoxide (CO) from the Aura Microwave Limb Sounder (MLS) satellite instrument. Time series of temperature, ozone and CO are well correlated in the tropical lower stratosphere, and we quantify the influence of tropical upwelling on this joint variability. Strong coherent annual cycles observed in each quantity are found to reflect the seasonal cycle in upwelling. Statistically significant correlations between upwelling, temperatures and tracers are also found for sub-seasonal timescales, demonstrating the importance of upwelling in forcing transient variability in the lower tropical stratosphere.

major stratospheric warmings (MSWs) took place in the boreal polar stratosphere. Both MSWs were preceded by nearly the strongest injection of tropospheric wave activity on record since 1958 and their central date was almost coincident. However, the typical external factors that influence the occurrence of MSWs (the Quasi-Biennial Oscillation, sunspot cycle, or El Niño) were dissimilar in the two midwinters: favorable in 2010 but unfavorable in 2009. In this study, the driving mechanisms of these two different MSWs were investigated focusing on the amplification of upward wave activity injection into the stratosphere before the MSW onset. By decomposing the total wave flux injection into contributions from the climatological planetary waves and from deviations from the latter we found clear differences in this amplification between both MSWs. The pre-MSW period in 2009 was characterized by a peak in the 100 hPa eddy heat flux with a predominance of wave number 2 activity. This was due to strong anomalies associated with Rossby wave packets originating from a deep ridge over the eastern Pacific. In contrast, the amplification of the upward wave propagation prior to the 2010 MSW was equally due to Rossby wave packets and to the interaction between the latter and the climatological waves. This amplification enhanced wave number 1 stationary waves in January 2010, which seemed at least partially due to the 2009/2010 El Niño event. Our results show the relevance of the internal tropospheric variability in generating MSWs, particularly when the external factors do not play any role.Citation: Ayarzagüena, B., U. Langematz, and E. Serrano (2011), Tropospheric forcing of the stratosphere: A comparative study of the two different major

In recent decades, there has been a growing interest in the study of a possible active role of the stratosphere on the tropospheric climate. However, most studies have focused on this connection in wintertime. This paper deals with the possible relationship between variations in the timing of stratospheric final warmings (SFWs, observed in springtime) and monthly averaged changes in the Euro-Atlantic climate. On the basis of the date on which the SFW occurs, two sets of years have been selected for the period of study (

Abstract. We aim to reconcile the recently published, apparently contrasting results regarding the relative importance of tropical upwelling versus horizontal transport for the seasonality of ozone above the tropical tropopause. Different analysis methods in the literature (Lagrangian versus Eulerian, and isentropic versus pressure vertical coordinates) yield different perspectives of ozone transport, and the results must be carefully compared in equivalent terms to avoid misinterpretation. By examining the Lagrangian calculations in the Eulerian formulation, we show here that the results are in fact consistent with each other and with a common understanding of the ozone transport processes near and above the tropical tropopause.We further emphasize that the complementary approaches are suited for answering two different scientific questions:(1) what drives the observed seasonal cycle in ozone at a particular level above the tropical tropopause? and (2) how important is horizontal transport from mid-latitudes for ozone concentrations in the tropical lower stratosphere? Regarding the first question, the analysis of the transformed Eulerian mean (TEM) ozone budget shows that the annual cycle in tropical upwelling is the main forcing of the ozone seasonality at altitudes with large vertical gradients in the tropical lower stratosphere. To answer the second question a Lagrangian framework must be used, and the results show that a large fraction (∼50 %) of the ozone molecules ascending through the tropical lower stratosphere is of extra-tropical origin and has been in-mixed from mid-latitudes.