ABSTRACT. We reviewed the literature on leadership in linked social-ecological systems and combined it with the literature on institutional entrepreneurship in complex adaptive systems to develop a new theory of transformative agency in linked socialecological systems. Although there is evidence of the importance of strategic agency in introducing innovation and transforming approaches to management and governance of such systems, there is no coherent theory to explain the wide diversity of strategies identified. Using Holling's adaptive cycle as a model of phases present in innovation and transformation of resilient socialecological systems, overlaid by Dorado's model of opportunity context (opaque, hazy, transparent) in complex adaptive systems, we propose a more coherent theory of strategic agency, which links particular strategies, on the part of transformative agents, to phases of system change.
This article explores the links between agency, institutions, and innovation in navigating shifts and largescale transformations toward global sustainability. Our central question is whether social and technical innovations can reverse the trends that are challenging critical thresholds and creating tipping points in the earth system, and if not, what conditions are necessary to escape the current lock-in. Large-scale transformations in information technology, nano-and biotechnology, and new energy systems have the potential to significantly improve our lives; but if, in framing them, our globalized society fails to consider the capacity of the biosphere, there is a risk that unsustainable development pathways may be reinforced. Current institutional arrangements, including the lack of incentives for the private sector to innovate for sustainability, and the lags inherent in the path dependent nature of innovation, contribute to lock-in, as does our incapacity to easily grasp the interactions implicit in complex problems, referred to here as the ingenuity gap. Nonetheless, promising social and technical innovations with potential to change unsustainable trajectories need to be nurtured and connected to broad institutional resources and responses. In parallel, institutional entrepreneurs can work to reduce the resilience of dominant institutional systems and position viable shadow alternatives and niche regimes.
Humanity has emerged as a major force in the operation of the biosphere, with a significant imprint on the Earth System, challenging social-ecological resilience. This new situation calls for a fundamental shift in perspectives, world views, and institutions. Human development and progress must be reconnected to the capacity of the biosphere and essential ecosystem services to be sustained. Governance challenges include a highly interconnected and faster world, cascading social-ecological interactions and planetary boundaries that create vulnerabilities but also opportunities for social-ecological change and transformation. Tipping points and thresholds highlight the importance of understanding and managing resilience. New modes of flexible governance are emerging. A central challenge is to reconnect these efforts to the changing preconditions for societal development as active stewards of the Earth System. We suggest that the Millennium Development Goals need to be reframed in such a planetary stewardship context combined with a call for a new social contract on global sustainability. The ongoing mind shift in human relations with Earth and its boundaries provides exciting opportunities for societal development in collaboration with the biosphere-a global sustainability agenda for humanity.
This paper examines the role of middle management in strategic processes in bureaucratic organizations. There is evidence of extensive dissatisfaction among middle managers, who often perceive that they are excluded from strategic processes. This exclusion is de‐energizing, inefficient, and in the end, expensive. Although an element of exclusion is probably inevitable, the extent to which it occurs varies across organizations. This suggests that both exclusion and its consequences can be alleviated. An application of microsociological theory to this problem focuses attention on discrete communications about strategic generalities between superior and subordinate. This paper argues that middle managers may either be excluded or included in such ‘strategic conversations’, but inclusion does not guarantee satisfaction. When included they may emerge energized or de‐energized around strategic issues, depending on several important factors. Finally, the paper discusses the implications of these dynamics for more macro level processes, in particular, strategy as allocation of resources and strategy as interpretative schema. A set of propositions as to the likelihood of increasing or decreasing feelings of inclusion and motivation, and of sustaining such feelings over time, concludes this discussion.
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