A large literature attributes independent courts to intense political competition. Existing theories, however, have a previously unrecognized boundary condition— they apply only to consolidated democracies. This article proposes a strategic pressure theory of judicial (in)dependence in electoral democracies, which posits that intense political competition magnifies the benefits of subservient courts to incumbents, thus reducing rather than increasing judicial independence. The theory’s predictions are tested through quantitative analysis of electoral registration disputes adjudicated by Russian and Ukrainian courts during the 2002-2003 parliamentary campaigns. Selection models show that in Ukraine, progovernment candidates have a higher than average probability of winning in court, whereas in Russia the political affiliation of the plaintiff does not predict success at trial. Thus, the data show that judicial independence is lower in the more competitive electoral democracy (Ukraine) than in the less competitive electoral democracy (Russia).

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Do Eastern European courts effectively constrain politicians and uphold the rule of law? Criminal prosecution of grand (high-level) corruption can further the central principle of equal responsibility under the law by demonstrating that even powerful political actors have to submit to the laws of the land. This article introduces the Eastern European Corruption Prosecution Database, which contains entries for all cabinet ministers (927 in total) who served in a government that held office in one of seven post-Communist Eastern European countries since the late 1990s. The systematic data collection reveals that Bulgaria, Romania and Macedonia consistently indict more ministers than Croatia, the Czech Republic, and Poland; Slovakia has barely indicted anyone. We aim to start a research agenda by formulating hypotheses about which countries will see more corruption prosecutions and which ministers’ characteristics would make them more likely to face the court. We use the database to begin testing these hypotheses and find some evidence for several associations. We find no strong evidence that EU conditionality or membership raises the profile of the grand corruption issue or leads to more indictments. Party politics seems to affect the frequency of corruption indictments more than the structure and behavior of legal institutions. Indictment rates are lower when a former Communist party controls the government and individual ministers from junior coalition partners are more vulnerable to indictment than other ministers. The existence of a specialized anti-corruption prosecution or a more independent judiciary do not seem to lead to the indictment of more ministers on corruption charges. Finally, we discuss avenues of future research that our database opens, both for the analysis of country-level and individual-level variation.

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