In this study, the K-means algorithm based on particle swarm optimization (K-PSO) and game theory are introduced to establish the quality evaluation model of a rock mass. Five evaluation factors were considered, i.e., uniaxial saturated compressive strength of rock, discontinuity spacing, acoustic velocity, rock quality designation (RQD), and integrity coefficient. The rock mass of an elevation adit at the abutment of Maji hydropower station was taken as a case study. The subjective weight of the evaluation factor was determined by the weighted least squares method, and the objective weight of the evaluation factor was determined by the entropy method. The combined weights of each influencing factor were determined by game theory to be 0.142, 0.179, 0.035, 0.116, and 0.108. The rock mass quality evaluation in the study area was analyzed by K-PSO algorithm. The results indicate that the K-PSO clustering results are almost the same as the evaluation results of the traditional basic quality (BQ) classification method and the widely used extension evaluation method and are consistent with the preliminary judgment of the expert field. The results are consistent with the field observation law. It is considered that the K-PSO clustering theory can reflect the engineering geological characteristics of the rock mass of the hydropower project in the rock mass quality evaluation.

In the analysis of rock slope stability and rock mass hydraulics, the dominant partitioning of discontinuities of rock masses is a very important concept, and it is still a key for establishing the three-dimensional (3-D) network model of random discontinuities. The traditional graphical analysis method is inadequate and greatly influenced by subjective experience. A new method using density-based spatial clustering of applications with noise (DBSCAN) algorithm is proposed for the dominant partitioning of discontinuities of rock mass. In the proposed method, we do not need to determine the centers of every cluster before clustering, and the acnodes or outliers can be eliminated effectively after clustering. Firstly, the spatial coordinate transformation of the discontinuity occurrence is carried out and the objective function is established by using the sine value of the angle of the unit normal vector as the similarity measure standard. The DBSCAN algorithm is used to establish the optimal clustering centers by searching the global optimal solution of the objective function, and the fuzzy C-means clustering algorithm is optimized and the mathematical model of the advantage grouping of rock discontinuities is established. The new method and the fuzzy C-means method are compared and verified by using the artificially randomly generated discontinuity occurrence data. The proposed method is a better method than the fuzzy C-means method in general cases, and it can provide more accurate results by eliminating the acnodes or outliers. Finally, the proposed method is applied to discontinuity orientation partition data at Maji dam site, Nujiang River, and there is good agreement with the in situ measurement.

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