This study explores the relationship between laser waveforms and canopy structure parameters and the effects of the spatial arrangement of canopy structure on this relationship through a geometric optical model. Studying laser waveforms for such plant canopies is needed for the advanced retrieval of three-dimensional (3-D) canopy structure parameters from the vegetation canopy lidar (VCL) mission.For discontinuous plant canopies, a hybrid geometric optical and radiative transfer (GORT) model describing the effects of 3-D canopy structure parameters of discrete canopies on the radiation environment has been modified for use with lidar. The GORT model is first used to describe the canopy lidar waveforms as a function of canopy structure parameters and then validated using scanning lidar imager of canopies by echo recovery (SLICER) data collected in conifer forests in central Canada during the boreal ecosystem-atmosphere study (BOREAS).Model simulations show that the clumping in natural vegetation, such as leaves clustering into tree crowns causes larger gap probability and smaller waveforms for discontinuous plant canopies than for horizontally homogeneous plant canopies. Ignoring the clumping effect can result in significantly lower values for the estimated foliage amount in the profile and in turn lower estimated biomass. Because of clumping, only the gap probability and apparent vertical projected foliage profile can be directly retrieved from the canopy lidar data. The retrieval is sensitive to the ratio of the volume backscattering coefficients of the vegetation and background, and this ratio depends on canopy architecture as well as foliage spectral characteristics. Extensions of the GORT model from single-layered canopies to include multilayered ones are also explored.
Index Terms-Geometric optical and radiative transfer (GORT) model, heterogeneous plant canopies, lidar waveforms.
NOMENCLATURE
Roman AlphabetVertical crown radius (m). Foliage area volume density of a single crown (m ). Apparent foliage profile as a function height (m ). Actual foliage profile as a function height (m ).
[1] The Radiation Transfer Model Intercomparison (RAMI) initiative is a communitydriven exercise to benchmark the models of radiation transfer (RT) used to represent the reflectance of terrestrial surfaces. Systematic model intercomparisons started in 1999 as a self-organized, open-access, voluntary activity of the RT modeling community. The results of the first phase were published by Pinty et al. [2001]. The present paper describes the benchmarking protocol and the results achieved during the second phase, which took place during 2002. This second phase included two major components: The first one included a rerun of all direct-mode tests proposed during the first phase, to accommodate the evaluation of models that have been upgraded since, and the participation of new models into the entire exercise. The second component was designed to probe the performance of three-dimensional models in complex heterogeneous environments, which closely mimic the observations of actual space instruments operating at various spatial resolutions over forest canopy systems. Phases 1 and 2 of RAMI both confirm not only that a majority of the radiation transfer models participating in RAMI are in good agreement between themselves for relatively simple radiation transfer problems but also that these models exhibit significant discrepancies when considering more complex but nevertheless realistic geophysical scenarios. Specific recommendations are provided to guide the future of this benchmarking program (Phase 3 and beyond).
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