Gold catalysis has proven to be an
important breakthrough for organic
synthesis. The tunable nature of gold catalysts, the unique properties
of gold, and the mild reaction conditions required in many gold-catalyzed
reactions have all contributed substantially to this metal’s
popularity in catalysis. However, gold-catalyzed reactions still suffer
from limitations such as low turnover numbers (TON). Optimization
of the catalysts and reaction conditions may significantly improve
the efficiency of gold-catalyzed reactions. In this review, we will
present leading examples of counterion or additive-regulated gold
catalysis from a mechanistic perspective. We will pay special attention
to the physical properties of counterion/additive, such as gold affinity
and hydrogen bond basicity, and discuss their effects on the reactivity
of gold catalysts.
Conspectus
Homogeneous gold catalysis is regarded as a
landmark addition to
the field of organic synthesis. It is the most effective way to activate
alkynes for the addition of a diverse host of nucleophiles. However,
the literature reveals that a relatively high catalyst loading is
needed in many gold-catalyzed applications (1–10 mol %), which
is impractical in large-scale synthesis or multistep synthesis because
of the high price and recyclization difficulty of the gold. A more
thorough understanding of the factors that operate on homogeneous
gold catalysis can provide better guidelines for the future design
of more efficient gold-catalyzed reactions.
In this Account,
we will summarize our group’s extensive
investigation of factors impacting cationic gold catalysis, namely,
the effects of ligands, counterions, additives, and catalyst decay
and deactivation, using a mechanism-based approach with the aim of
improving the efficiency of homogeneous gold catalysis.
Through
NMR-assisted kinetic studies, we investigated the above
factors. Our systematic ligand effect investigation provided a clearer
understanding of how ligands influence each of the three stages in
the gold catalytic cycle. On the basis of this study, we synthesized
a novel phosphine ligand and achieved parts per million-level gold
catalysis by manipulating the electron density of the substituents
and the steric strain around phosphorus. Our investigation of counterion
effects led to the design of a gold affinity index and hydrogen-bonding
basicity index for counterions, which can forecast the reactivity
of counterions in cationic gold catalysis. We studied the adverse
silver effects in cationic gold catalyst activation and proposed a
more efficient practical guide. Our additive effect investigation
revealed that additives that are good hydrogen-bond acceptors increase
the efficiency of gold-catalyzed reactions in those occurrences where
protodeauration is the rate-determining step. The first detailed experimental
analysis of gold catalyst decay and the influence of each component
in the reaction system (substrate, counterion, solvent) on the decay
process was also conducted. We found that high-gold-affinity impurities
(halides, bases) in solvents, starting materials, filtration, or drying
agents decrease the reactivity of a gold catalyst but that a suitable
acid activator can reactivate the gold catalyst and enable the reaction
to proceed smoothly at competitively low gold catalyst loadings. The
effects of acid additives were also systematically investigated using
typical reactions.
We are convinced that better mechanistic
understandings will offer
clearer guidelines for the search for more efficient gold-catalyzed
reactions.
We have developed a gold affinity index and hydrogen bonding basicity index for counterions and have used these indexes to forecast their reactivity in cationic gold catalysis.
An excess amount of silver salt to generate cationic gold from a gold catalyst precursor such as L-Au-Cl almost always has adverse effects on the reactivity of the cationic gold catalyst. A preformed L-Au(+)X(-) complex, generated by sonication followed by centrifugation, increases the reactivity in a gold catalyzed reaction. The adverse silver effect might be caused by the interaction of silver salts with gold intermediates.
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