Abstract-The issue of Er 3+ excited state absorption in the Si nanocluster-Er material system is highlighted, and an analysis incorporating this interaction presented. We compare our analysis with a prior model of this material, and with regard to previously reported photoluminescence behavior. We show that excited state absorption can explain behavior that has previously been observed, but had not been satisfactorily accounted for.Index Terms-Erbium, optical amplifier, silicon nanocrystal.
I. BACKGROUND
SILICON nanocluster (nc) sensitized Er-doped silica is a material system that has generated great interest, as it holds considerable promise for practical silicon-based lasers and optical amplifiers [1], [2]. The basic appeal behind the Si nc-sensitized Er system is simple: Using Si nc as the sensitizer to rare-earth ions enables one to take advantage of the large optical absorption cross section of silicon, which is four to five orders of magnitude larger than that of rare-earths in silica. In addition, the broad-band absorption spectrum of Si nc considerably relaxes the wavelength requirements of the pump source, allowing a wider variety of lasers, even light-emitting diodes (LEDs), to be used. Using LEDs instead of laser diodes as pump sources is extremely attractive, as it would reduce pump costs by 10-to 100-fold, extending the scope and accessibility of many more optical applications. There are numerous reports of strong 1550-nm luminescence [3]- [5] in this material system, and even some experimental reports of optical gain [1], [6] in a fabricated waveguide. However, no lasing action has been achieved to date. In spite of considerable work to understand the underlying issues and physics [7]-[9], key optimization parameters and their determining factors remain less than clear. It is the purpose of this work to point out a key interaction-excited state absorption-in this material system; by highlighting and analyzing it here, we believe it will help point the way forward to efficient silicon-based lasers and optical amplifiers. to the metastable state, finally returning to the ground state via optical emission (V).It is generally accepted that the Er ions that are optically active and excitable by the Si nc lie in close proximity (within 1-2 nm) to the nanoclusters. In many reports, the Si nanoclusters, which are themselves luminescent, are found to have their broad photoluminescence (PL) peaks located between 1.5 and 1.6 eV (or a wavelength around 800 nm), which has been attributed either to the silicon-oxygen double bond at the silicon-silica interface [10], [11] or to radiative recombination of confined excitons [12]. Regardless of the cause, spectral hole-burning studies strongly indicate that resonant energy transfer does occur from the Si to the Er in the 800-nm wavelength region [13]. However, we point out in this letter that this energy transfer route may be highly problematic, due to an excited state absorption transition that is known from early work on erbium-doped fiber amplifiers (EDFAs).The b...